The third element that gives the executive its vigor is a secure provision for its support. Without proper attention to this, the separation of the executive from the legislature would be merely nominal and empty. If the legislature held discretionary power over the Chief Magistrate’s salary and other pay, it could make him as servile to its will as it pleased. In most cases it could either starve him into submission or tempt him with bounties, and so induce him to surrender his judgment to its inclinations.
OriginalTHE third ingredient towards constituting the vigor of the executive authority, is an adequate provision for its support. It is evident that, without proper attention to this article, the separation of the executive from the legislative department would be merely nominal and nugatory. The legislature, with a discretionary power over the salary and emoluments of the Chief Magistrate, could render him as obsequious to their will as they might think proper to make him. They might, in most cases, either reduce him by famine, or tempt him by largesses, to surrender at discretion his judgment to their inclinations.
Taken to their full extent, these words say more than I intend. There are men whom no hardship could distress and no reward could win away from their duty; but such stern virtue grows in few soils, and in general a power over a man’s support is a power over his will. If so plain a truth needed confirmation by facts, examples would not be lacking, even in this country, of the Executive being intimidated or seduced by the threats or enticements contained in the legislature’s control over money.
OriginalThese expressions, taken in all the latitude of the terms, would no doubt convey more than is intended. There are men who could neither be distressed nor won into a sacrifice of their duty; but this stern virtue is the growth of few soils; and in the main it will be found that a power over a man's support is a power over his will. If it were necessary to confirm so plain a truth by facts, examples would not be wanting, even in this country, of the intimidation or seduction of the Executive by the terrors or allurements of the pecuniary arrangements of the legislative body.
For that reason, the careful attention the proposed Constitution gives this subject can hardly be praised too highly. It provides that the President shall receive at stated times a compensation that may neither be increased nor diminished during the term for which he was elected, and that he shall receive no other emolument from the United States or any of them during that period. No better provision could be imagined. On appointing a President, the legislature must declare, once and for all, what his compensation will be for his term; having done so, it can neither raise nor lower it until a new term begins under a new election.
OriginalIt is not easy, therefore, to commend too highly the judicious attention which has been paid to this subject in the proposed Constitution. It is there provided that "The President of the United States shall, at stated times, receive for his services a compensation which shall neither be increased nor diminished during the period for which he shall have been elected; and he shall not receive within that period any other emolument from the United States, or any of them." It is impossible to imagine any provision which would have been more eligible than this. The legislature, on the appointment of a President, is once for all to declare what shall be the compensation for his services during the time for which he shall have been elected. This done, they will have no power to alter it, either by increase or diminution, till a new period of service by a new election commences.
So the legislature can neither weaken his resolve by working on his needs nor corrupt his integrity by appealing to his greed. Neither the Union nor any of its members may give, nor may he receive, any pay other than what the first act fixed. He can therefore have no financial inducement to renounce or desert the independence the Constitution intends for him.
OriginalThey can neither weaken his fortitude by operating on his necessities, nor corrupt his integrity by appealing to his avarice. Neither the Union, nor any of its members, will be at liberty to give, nor will he be at liberty to receive, any other emolument than that which may have been determined by the first act. He can, of course, have no pecuniary inducement to renounce or desert the independence intended for him by the Constitution.
The last of the listed requirements for energy in the executive is adequate powers. Consider, then, the powers proposed to be vested in the President. The first to come into view is the President’s qualified negative on the acts and resolutions of the two houses of the legislature: his power to return any bill with objections, preventing it from becoming law unless two thirds of each house afterward approve it.
OriginalThe last of the requisites to energy, which have been enumerated, are competent powers. Let us proceed to consider those which are proposed to be vested in the President of the United States. The first thing that offers itself to our observation, is the qualified negative of the President upon the acts or resolutions of the two houses of the legislature; or, in other words, his power of returning all bills with objections, to have the effect of preventing their becoming laws, unless they should afterwards be ratified by two thirds of each of the component members of the legislative body.
The legislature’s tendency to intrude on the rights of the other departments, and to absorb their powers, has already been raised and repeated; the insufficiency of merely drawing the boundaries on parchment has also been noted; and the need to arm each department with constitutional means of self-defense has been inferred and proved. From these clear and undeniable principles follows the propriety of giving the Executive a negative, whether absolute or qualified, over the acts of the legislative branches. Without one or the other, the Executive would be wholly unable to defend himself against the encroachments of the legislature.
OriginalThe propensity of the legislative department to intrude upon the rights, and to absorb the powers, of the other departments, has been already suggested and repeated; the insufficiency of a mere parchment delineation of the boundaries of each, has also been remarked upon; and the necessity of furnishing each with constitutional arms for its own defense, has been inferred and proved. From these clear and indubitable principles results the propriety of a negative, either absolute or qualified, in the Executive, upon the acts of the legislative branches. Without the one or the other, the former would be absolutely unable to defend himself against the depredations of the latter.
He might be gradually stripped of his authority by a series of resolutions, or destroyed by a single vote; and by either route the legislative and executive powers might soon be blended in the same hands. Even if the legislature had never shown any tendency to invade the Executive’s rights, sound reasoning and theoretical fitness would themselves teach us that one branch ought not to be left at the mercy of the other, but should hold a constitutional and effective power of self-defense.
OriginalHe might gradually be stripped of his authorities by successive resolutions, or annihilated by a single vote. And in the one mode or the other, the legislative and executive powers might speedily come to be blended in the same hands. If even no propensity had ever discovered itself in the legislative body to invade the rights of the Executive, the rules of just reasoning and theoretic propriety would of themselves teach us, that the one ought not to be left to the mercy of the other, but ought to possess a constitutional and effectual power of self-defense.
But this power has a further use. It not only shields the Executive; it also adds security against the passage of improper laws. It sets a wholesome check on the legislature, designed to guard the community against the effects of faction, haste, or any impulse hostile to the public good that may happen to sway a majority of that body.
OriginalBut the power in question has a further use. It not only serves as a shield to the Executive, but it furnishes an additional security against the enaction of improper laws. It establishes a salutary check upon the legislative body, calculated to guard the community against the effects of faction, precipitancy, or of any impulse unfriendly to the public good, which may happen to influence a majority of that body.
The propriety of a negative has sometimes been opposed by the observation that we should not presume a single man possesses more virtue and wisdom than a number of men, and that without such a presumption it would be wrong to give the executive magistrate any control over the legislature. But on examination this objection proves more plausible than sound. The propriety of the power does not rest on supposing the Executive wiser or more virtuous, but on supposing that the legislature will not be infallible: that the love of power may sometimes tempt it to encroach on the rights of others, that a spirit of faction may sometimes pervert its deliberations, and that the impressions of a moment may sometimes hurry it into measures it would condemn on more mature reflection.
OriginalThe propriety of a negative has, upon some occasions, been combated by an observation, that it was not to be presumed a single man would possess more virtue and wisdom than a number of men; and that unless this presumption should be entertained, it would be improper to give the executive magistrate any species of control over the legislative body. But this observation, when examined, will appear rather specious than solid. The propriety of the thing does not turn upon the supposition of superior wisdom or virtue in the Executive, but upon the supposition that the legislature will not be infallible; that the love of power may sometimes betray it into a disposition to encroach upon the rights of other members of the government; that a spirit of faction may sometimes pervert its deliberations; that impressions of the moment may sometimes hurry it into measures which itself, on maturer reflexion, would condemn.
The primary reason for granting the Executive this power is to let him defend himself; the secondary reason is to improve the community’s odds against the passage of bad laws through haste, inattention, or design. The more often a measure is examined, and the more varied the situations of those who examine it, the smaller the danger of errors that flow from too little deliberation or of missteps born from some shared passion or interest. It is far less likely that bad motives would infect every part of the government at the same moment, on the same matter, than that they would in turn govern and mislead each part separately.
OriginalThe primary inducement to conferring the power in question upon the Executive is, to enable him to defend himself; the secondary one is to increase the chances in favor of the community against the passing of bad laws, through haste, inadvertence, or design. The oftener the measure is brought under examination, the greater the diversity in the situations of those who are to examine it, the less must be the danger of those errors which flow from want of due deliberation, or of those missteps which proceed from the contagion of some common passion or interest. It is far less probable, that culpable views of any kind should infect all the parts of the government at the same moment and in relation to the same object, than that they should by turns govern and mislead every one of them.
It may be said that the power to prevent bad laws also includes the power to prevent good ones, and could serve the one end as readily as the other. But this objection will carry little weight with those who can rightly weigh the harm of the inconstancy and changeability in the laws, which is the greatest blemish in the character and disposition of our governments. They will regard every institution meant to restrain excessive lawmaking, and to keep things as they are at a given moment, as much more likely to do good than harm, because it favors greater stability in legislation. The injury from defeating a few good laws will be amply repaid by the advantage of preventing a number of bad ones.
OriginalIt may perhaps be said that the power of preventing bad laws includes that of preventing good ones; and may be used to the one purpose as well as to the other. But this objection will have little weight with those who can properly estimate the mischiefs of that inconstancy and mutability in the laws, which form the greatest blemish in the character and genius of our governments. They will consider every institution calculated to restrain the excess of law-making, and to keep things in the same state in which they happen to be at any given period, as much more likely to do good than harm; because it is favorable to greater stability in the system of legislation. The injury which may possibly be done by defeating a few good laws, will be amply compensated by the advantage of preventing a number of bad ones.
Nor is that all. The superior weight and influence of the legislature in a free government, and the risk to the Executive in any trial of strength against it, give a satisfactory assurance that the negative would generally be used with great caution; indeed, there would more often be grounds to charge him with timidity than with rashness in using it. A king of Great Britain, with all his sovereign attributes and the influence he draws from a thousand sources, would today hesitate to put a negative on the joint resolutions of the two houses of Parliament.
OriginalNor is this all. The superior weight and influence of the legislative body in a free government, and the hazard to the Executive in a trial of strength with that body, afford a satisfactory security that the negative would generally be employed with great caution; and there would oftener be room for a charge of timidity than of rashness in the exercise of it. A king of Great Britain, with all his train of sovereign attributes, and with all the influence he draws from a thousand sources, would, at this day, hesitate to put a negative upon the joint resolutions of the two houses of Parliament.
He would instead use every resource of that influence to strangle a measure he disliked while it was still on its way to the throne, so as to avoid the dilemma of either letting it take effect or risking the nation’s displeasure by opposing the sense of the legislature. Nor is it likely he would finally venture to exercise his prerogative except in a case of plain propriety or extreme necessity. Every well-informed man in that kingdom will grant the justness of this remark; a very long time has passed since the crown last used its negative.
OriginalHe would not fail to exert the utmost resources of that influence to strangle a measure disagreeable to him, in its progress to the throne, to avoid being reduced to the dilemma of permitting it to take effect, or of risking the displeasure of the nation by an opposition to the sense of the legislative body. Nor is it probable, that he would ultimately venture to exert his prerogatives, but in a case of manifest propriety, or extreme necessity. All well-informed men in that kingdom will accede to the justness of this remark. A very considerable period has elapsed since the negative of the crown has been exercised.
If a magistrate as powerful and well-fortified as a British monarch would hesitate to use this power, how much greater caution may reasonably be expected from a President of the United States, clothed for the brief term of four years with the executive authority of a wholly and purely republican government? Plainly there would be greater danger of his failing to use the power when needed than of his using it too often or too far.
OriginalIf a magistrate so powerful and so well fortified as a British monarch, would have scruples about the exercise of the power under consideration, how much greater caution may be reasonably expected in a President of the United States, clothed for the short period of four years with the executive authority of a government wholly and purely republican? It is evident that there would be greater danger of his not using his power when necessary, than of his using it too often, or too much.
Indeed, an argument against the power’s usefulness has been drawn from this very point. It has been called a power odious in appearance and useless in practice. But it does not follow that because it might rarely be used, it would never be used. In the case it is chiefly meant for, an immediate attack on the Executive’s constitutional rights, or in a case where the public good is clearly and plainly sacrificed, a man of tolerable firmness would use his constitutional means of defense and would heed the calls of duty and responsibility.
OriginalAn argument, indeed, against its expediency, has been drawn from this very source. It has been represented, on this account, as a power odious in appearance, useless in practice. But it will not follow, that because it might be rarely exercised, it would never be exercised. In the case for which it is chiefly designed, that of an immediate attack upon the constitutional rights of the Executive, or in a case in which the public good was evidently and palpably sacrificed, a man of tolerable firmness would avail himself of his constitutional means of defense, and would listen to the admonitions of duty and responsibility.
In the first case, his resolve would be stirred by his immediate interest in the powers of his office; in the second, by the likelihood that his constituents would approve, for though they would naturally lean toward the legislature in a doubtful case, they would hardly let that partiality deceive them in a very plain one. I speak here of a magistrate with only an ordinary share of firmness; there are men who, in any circumstances, will have the courage to do their duty at every hazard.
OriginalIn the former supposition, his fortitude would be stimulated by his immediate interest in the power of his office; in the latter, by the probability of the sanction of his constituents, who, though they would naturally incline to the legislative body in a doubtful case, would hardly suffer their partiality to delude them in a very plain case. I speak now with an eye to a magistrate possessing only a common share of firmness. There are men who, under any circumstances, will have the courage to do their duty at every hazard.
But the convention has taken a middle course here, one that both eases the Executive’s use of this power and makes its effect depend on the judgment of a considerable part of the legislature. Instead of an absolute negative, it proposes to give the Executive the qualified negative already described, a power that would be used far more readily than the other. A man who might fear to defeat a law by his single VETO might not hesitate to return it for reconsideration, where it can finally be rejected only if more than one third of each house agrees that his objections fall short.
OriginalBut the convention have pursued a mean in this business, which will both facilitate the exercise of the power vested in this respect in the executive magistrate, and make its efficacy to depend on the sense of a considerable part of the legislative body. Instead of an absolute negative, it is proposed to give the Executive the qualified negative already described. This is a power which would be much more readily exercised than the other. A man who might be afraid to defeat a law by his single VETO, might not scruple to return it for reconsideration; subject to being finally rejected only in the event of more than one third of each house concurring in the sufficiency of his objections.
He would be encouraged by the thought that, if his opposition prevailed, it would join a very respectable share of the legislature to him, whose weight would support the propriety of his conduct in public opinion. A direct and flat negative has something harsher in its appearance, and more likely to irritate, than the mere offering of reasoned objections to be approved or rejected by those they are addressed to. The less likely it is to offend, the more likely it is to be used; and for that very reason it may prove more effective in practice.
OriginalHe would be encouraged by the reflection, that if his opposition should prevail, it would embark in it a very respectable proportion of the legislative body, whose influence would be united with his in supporting the propriety of his conduct in the public opinion. A direct and categorical negative has something in the appearance of it more harsh, and more apt to irritate, than the mere suggestion of argumentative objections to be approved or disapproved by those to whom they are addressed. In proportion as it would be less apt to offend, it would be more apt to be exercised; and for this very reason, it may in practice be found more effectual.
It is to be hoped that improper aims will not often govern so large a share as two thirds of both branches at once, and this in the face of the Executive’s counterweight. At any rate it is far less likely that this would happen than that such aims would taint the resolutions of a bare majority. A power of this kind in the Executive will often work in a silent and unnoticed, though forcible, way: when men engaged in unjustifiable schemes know that obstruction may come from a quarter they cannot control, they will often be held back by the mere fear of opposition from what they would otherwise rush eagerly into.
OriginalIt is to be hoped that it will not often happen that improper views will govern so large a proportion as two thirds of both branches of the legislature at the same time; and this, too, in spite of the counterposing weight of the Executive. It is at any rate far less probable that this should be the case, than that such views should taint the resolutions and conduct of a bare majority. A power of this nature in the Executive, will often have a silent and unperceived, though forcible, operation. When men, engaged in unjustifiable pursuits, are aware that obstructions may come from a quarter which they cannot control, they will often be restrained by the bare apprehension of opposition, from doing what they would with eagerness rush into, if no such external impediments were to be feared.
As noted elsewhere, this qualified negative is in this State vested in a council made up of the governor together with the chancellor and the judges of the Supreme Court, or any two of them. It has been freely used on a variety of occasions, often with success, and its usefulness has become so plain that some who violently opposed it while the State constitution was being framed have, from experience, become its declared admirers.
OriginalThis qualified negative, as has been elsewhere remarked, is in this State vested in a council, consisting of the governor, with the chancellor and judges of the Supreme Court, or any two of them. It has been freely employed upon a variety of occasions, and frequently with success. And its utility has become so apparent, that persons who, in compiling the Constitution, were violent opposers of it, have from experience become its declared admirers.(1)
I have remarked elsewhere that in shaping this part of their plan the convention departed from the model of this State’s constitution in favor of that of Massachusetts. Two strong reasons can be imagined for the preference. One is that the judges, who are to interpret the law, might gain an improper bias from having given a prior opinion in a revising role. The other is that, by being often associated with the Executive, they might be drawn too far into that magistrate’s political views, and so a dangerous combination might gradually be cemented between the executive and judicial departments. The judges cannot be kept too distinct from any occupation other than expounding the laws, and it is especially dangerous to put them where they might be corrupted or influenced by the Executive.
OriginalI have in another place remarked, that the convention, in the formation of this part of their plan, had departed from the model of the constitution of this State, in favor of that of Massachusetts. Two strong reasons may be imagined for this preference. One is that the judges, who are to be the interpreters of the law, might receive an improper bias, from having given a previous opinion in their revisionary capacities; the other is that by being often associated with the Executive, they might be induced to embark too far in the political views of that magistrate, and thus a dangerous combination might by degrees be cemented between the executive and judiciary departments. It is impossible to keep the judges too distinct from every other avocation than that of expounding the laws. It is peculiarly dangerous to place them in a situation to be either corrupted or influenced by the Executive. PUBLIUS 1. Mr. Abraham Yates, a warm opponent of the plan of the convention is of this number.
Federalist 74
The President is to be commander-in-chief of the army and navy of the United States, and of the militia of the several States when called into the actual service of the United States. The fitness of this provision is plain in itself, and it matches the general practice of the State constitutions; little needs to be said to defend it. Even those States that have, in other matters, paired their chief magistrate with a council have for the most part concentrated military authority in him alone. Of all the concerns of government, the conduct of war most particularly demands the qualities that mark the exercise of power by a single hand. To direct a war is to direct the common strength, and the power of directing and employing that common strength is a usual and essential part of executive authority.
OriginalTHE President of the United States is to be "commander-in-chief of the army and navy of the United States, and of the militia of the several States when called into the actual service of the United States." The propriety of this provision is so evident in itself, and it is, at the same time, so consonant to the precedents of the State constitutions in general, that little need be said to explain or enforce it. Even those of them which have, in other respects, coupled the chief magistrate with a council, have for the most part concentrated the military authority in him alone. Of all the cares or concerns of government, the direction of war most peculiarly demands those qualities which distinguish the exercise of power by a single hand. The direction of war implies the direction of the common strength; and the power of directing and employing the common strength, forms a usual and essential part in the definition of the executive authority.
The President may also require the written opinion of the principal officer in each of the executive departments on any subject relating to the duties of their respective offices. This provision is a mere redundancy in the plan, since the right it grants would follow of itself from the office.
Original"The President may require the opinion, in writing, of the principal officer in each of the executive departments, upon any subject relating to the duties of their respective officers." This I consider as a mere redundancy in the plan, as the right for which it provides would result of itself from the office.
He is further authorized to grant reprieves and pardons for offenses against the United States, except in cases of impeachment. Humanity and good policy agree that the merciful power of pardoning should be hindered as little as possible. The criminal law of every country carries so much necessary severity that, without an easy path to exceptions in favor of unfortunate guilt, justice would take on a face too bloody and cruel. Since the sense of responsibility is always strongest when it is undivided, we may infer that a single man would be the most ready to weigh the reasons that might call for softening the rigor of the law, and the least likely to yield to considerations meant to shield a person who truly deserves its punishment.
OriginalHe is also to be authorized to grant "reprieves and pardons for offenses against the United States, except in cases of impeachment." Humanity and good policy conspire to dictate, that the benign prerogative of pardoning should be as little as possible fettered or embarrassed. The criminal code of every country partakes so much of necessary severity, that without an easy access to exceptions in favor of unfortunate guilt, justice would wear a countenance too sanguinary and cruel. As the sense of responsibility is always strongest, in proportion as it is undivided, it may be inferred that a single man would be most ready to attend to the force of those motives which might plead for a mitigation of the rigor of the law, and least apt to yield to considerations which were calculated to shelter a fit object of its vengeance.
The thought that the fate of a fellow human depended on his decision alone would naturally inspire care and scruple; and the fear of being accused of weakness or collusion would produce equal caution, though of a different sort. A body of men, by contrast, draws confidence from its numbers: its members might encourage one another in an act of stubbornness, and might feel less exposed to suspicion or censure for a foolish or showy leniency. On these grounds, one man appears a better dispenser of the government’s mercy than a group of men.
OriginalThe reflection that the fate of a fellow-creature depended on his sole fiat, would naturally inspire scrupulousness and caution; the dread of being accused of weakness or connivance, would beget equal circumspection, though of a different kind. On the other hand, as men generally derive confidence from their numbers, they might often encourage each other in an act of obduracy, and might be less sensible to the apprehension of suspicion or censure for an injudicious or affected clemency. On these accounts, one man appears to be a more eligible dispenser of the mercy of government, than a body of men.
The wisdom of placing the pardoning power in the President has, if I am not mistaken, been disputed only in the case of treason. Here it has been urged that a pardon ought to depend on the consent of one or both branches of the legislature. I will not deny that there are strong reasons for requiring, in this particular case, the agreement of that body or some part of it. Since treason is a crime aimed at the very existence of the society, then once the laws have fixed the offender’s guilt, there is a certain fitness in referring the question of mercy to the legislature’s judgment, the more so because we cannot wholly rule out the possibility that the Chief Magistrate himself was involved in the plot.
OriginalThe expediency of vesting the power of pardoning in the President has, if I mistake not, been only contested in relation to the crime of treason. This, it has been urged, ought to have depended upon the assent of one, or both, of the branches of the legislative body. I shall not deny that there are strong reasons to be assigned for requiring in this particular the concurrence of that body, or of a part of it. As treason is a crime levelled at the immediate being of the society, when the laws have once ascertained the guilt of the offender, there seems a fitness in referring the expediency of an act of mercy towards him to the judgment of the legislature. And this ought the rather to be the case, as the supposition of the connivance of the Chief Magistrate ought not to be entirely excluded.
But there are also strong objections to such a plan. It cannot be doubted that a single man of prudence and good sense is better suited, at delicate moments, to weigh the reasons for and against remitting a punishment than any numerous body could be. It deserves particular notice that treason will often be tied to wider seditions that draw in a large part of the community, as lately happened in Massachusetts. In every such case, we might expect the representatives of the people to be tainted by the same spirit that gave rise to the offense. When parties were fairly evenly matched, the quiet sympathy of the condemned person’s friends and supporters, using the good nature and weakness of others, might often grant impunity where the deterrence of an example was needed. On the other hand, when the sedition sprang from causes that had inflamed the resentment of the larger party, that party might prove obstinate and unyielding just when policy called for forbearance and mercy.
OriginalBut there are also strong objections to such a plan. It is not to be doubted, that a single man of prudence and good sense is better fitted, in delicate conjunctures, to balance the motives which may plead for and against the remission of the punishment, than any numerous body whatever. It deserves particular attention, that treason will often be connected with seditions which embrace a large proportion of the community; as lately happened in Massachusetts. In every such case, we might expect to see the representation of the people tainted with the same spirit which had given birth to the offense. And when parties were pretty equally matched, the secret sympathy of the friends and favorers of the condemned person, availing itself of the good-nature and weakness of others, might frequently bestow impunity where the terror of an example was necessary. On the other hand, when the sedition had proceeded from causes which had inflamed the resentments of the major party, they might often be found obstinate and inexorable, when policy demanded a conduct of forbearance and clemency.
But the chief argument for lodging the pardoning power in the Chief Magistrate in this case is this: in seasons of insurrection or rebellion there are often critical moments when a well-timed offer of pardon to the insurgents may restore the peace of the commonwealth, a chance that, if allowed to pass, can never afterward be recalled. The slow process of summoning the legislature, or one of its branches, to approve such a measure would frequently let that golden opportunity slip away. The loss of a week, a day, or even an hour may sometimes prove fatal.
OriginalBut the principal argument for reposing the power of pardoning in this case to the Chief Magistrate is this: in seasons of insurrection or rebellion, there are often critical moments, when a well-timed offer of pardon to the insurgents or rebels may restore the tranquillity of the commonwealth; and which, if suffered to pass unimproved, it may never be possible afterwards to recall. The dilatory process of convening the legislature, or one of its branches, for the purpose of obtaining its sanction to the measure, would frequently be the occasion of letting slip the golden opportunity. The loss of a week, a day, an hour, may sometimes be fatal.
It might be suggested that, to meet such emergencies, a discretionary power could be granted to the President by law. To this I answer, first, that it is doubtful whether, under a limited Constitution, such a power could be delegated by statute; and second, that it would generally be unwise to take any step in advance that holds out the prospect of impunity. A measure of this kind, outside the usual course, would likely be read as a sign of timidity or weakness, and would tend to embolden the guilty.
OriginalIf it should be observed, that a discretionary power, with a view to such contingencies, might be occasionally conferred upon the President, it may be answered in the first place, that it is questionable, whether, in a limited Constitution, that power could be delegated by law; and in the second place, that it would generally be impolitic beforehand to take any step which might hold out the prospect of impunity. A proceeding of this kind, out of the usual course, would be likely to be construed into an argument of timidity or of weakness, and would have a tendency to embolden guilt. PUBLIUS
Federalist 75
The President is to have power, “by and with the advice and consent of the Senate, to make treaties, provided two thirds of the senators present concur.” This provision has been attacked from several directions and with real heat, yet I count it among the best-arranged and least objectionable parts of the plan. One objection rests on the familiar complaint about mixing powers: some hold that the President alone should make treaties, others that the power should have rested with the Senate alone. A second objection points to the small number of persons who can make a treaty; here, part of the critics would have brought in the House of Representatives, while another part would simply have required two thirds of all senators rather than two thirds of those present. Since a previous paper should already have shown this part of the plan in a favorable light to a discerning reader, I add only some supplementary remarks aimed at the objections just stated.
OriginalTHE President is to have power, "by and with the advice and consent of the Senate, to make treaties, provided two thirds of the senators present concur." Though this provision has been assailed, on different grounds, with no small degree of vehemence, I scruple not to declare my firm persuasion, that it is one of the best digested and most unexceptionable parts of the plan. One ground of objection is the trite topic of the intermixture of powers; some contending that the President ought alone to possess the power of making treaties; others, that it ought to have been exclusively deposited in the Senate. Another source of objection is derived from the small number of persons by whom a treaty may be made. Of those who espouse this objection, a part are of opinion that the House of Representatives ought to have been associated in the business, while another part seem to think that nothing more was necessary than to have substituted two thirds of all the members of the Senate, to two thirds of the members present. As I flatter myself the observations made in a preceding number upon this part of the plan must have sufficed to place it, to a discerning eye, in a very favorable light, I shall here content myself with offering only some supplementary remarks, principally with a view to the objections which have been just stated.
On the mixing of powers I rely on the explanations given elsewhere of the rule that grounds the objection, and I treat it as settled that joining the Executive with the Senate in treaties violates no such rule. I go further: the particular nature of the treaty power makes that union especially fitting. Though several writers on government classify the power as executive, that placement is arbitrary; examine how it operates and it partakes more of the legislative than the executive character, while not falling strictly within either definition. The essence of legislative authority is to enact laws, to prescribe rules for the society; the execution of those laws and the use of the common strength, whether for that purpose or for the common defense, seem to make up the whole work of the executive magistrate.
The treaty power is plainly neither of these. It does not execute existing laws, does not enact new ones, and still less exerts the common strength. Its objects are contracts with foreign nations, which carry the force of law but draw it from the obligations of good faith; they are not rules a sovereign prescribes to a subject, but agreements between sovereign and sovereign. The power therefore forms a distinct department, belonging properly to neither branch. The qualities required for managing foreign negotiations mark the Executive as the fittest agent in such dealings, while the vast importance of the trust, and the operation of treaties as laws, argue strongly for including the whole or part of the legislative body in making them.
OriginalWith regard to the intermixture of powers, I shall rely upon the explanations already given in other places, of the true sense of the rule upon which that objection is founded; and shall take it for granted, as an inference from them, that the union of the Executive with the Senate, in the article of treaties, is no infringement of that rule. I venture to add, that the particular nature of the power of making treaties indicates a peculiar propriety in that union. Though several writers on the subject of government place that power in the class of executive authorities, yet this is evidently an arbitrary disposition; for if we attend carefully to its operation, it will be found to partake more of the legislative than of the executive character, though it does not seem strictly to fall within the definition of either of them. The essence of the legislative authority is to enact laws, or, in other words, to prescribe rules for the regulation of the society; while the execution of the laws, and the employment of the common strength, either for this purpose or for the common defense, seem to comprise all the functions of the executive magistrate. The power of making treaties is, plainly, neither the one nor the other. It relates neither to the execution of the subsisting laws, nor to the enaction of new ones; and still less to an exertion of the common strength. Its objects are CONTRACTS with foreign nations, which have the force of law, but derive it from the obligations of good faith. They are not rules prescribed by the sovereign to the subject, but agreements between sovereign and sovereign. The power in question seems therefore to form a distinct department, and to belong, properly, neither to the legislative nor to the executive. The qualities elsewhere detailed as indispensable in the management of foreign negotiations, point out the Executive as the most fit agent in those transactions; while the vast importance of the trust, and the operation of treaties as laws, plead strongly for the participation of the whole or a portion of the legislative body in the office of making them.
However proper or safe it may be in governments where the executive is a hereditary monarch to entrust him with the entire treaty power, it would be utterly unsafe and improper to grant that power to an elected magistrate serving four years. It has rightly been observed that a hereditary monarch, though often an oppressor of his people, holds too large a stake in the government to be in much danger of corruption by foreign powers. But a man raised from private station to chief magistrate, of moderate or slender fortune, and looking ahead to the not-distant time when he must likely return to private life, might at times feel temptations to sacrifice his duty to his interest that only superlative virtue could resist. An avaricious man might be tempted to betray the state for wealth; an ambitious one might make his own advancement, with a foreign power's aid, the price of his treachery to his constituents. The record of human conduct does not support so exalted an opinion of human virtue as would make it wise to commit interests as delicate and weighty as a nation's dealings with the rest of the world to the sole disposal of a magistrate placed and circumstanced as a President would be.
OriginalHowever proper or safe it may be in governments where the executive magistrate is an hereditary monarch, to commit to him the entire power of making treaties, it would be utterly unsafe and improper to intrust that power to an elective magistrate of four years' duration. It has been remarked, upon another occasion, and the remark is unquestionably just, that an hereditary monarch, though often the oppressor of his people, has personally too much stake in the government to be in any material danger of being corrupted by foreign powers. But a man raised from the station of a private citizen to the rank of chief magistrate, possessed of a moderate or slender fortune, and looking forward to a period not very remote when he may probably be obliged to return to the station from which he was taken, might sometimes be under temptations to sacrifice his duty to his interest, which it would require superlative virtue to withstand. An avaricious man might be tempted to betray the interests of the state to the acquisition of wealth. An ambitious man might make his own aggrandizement, by the aid of a foreign power, the price of his treachery to his constituents. The history of human conduct does not warrant that exalted opinion of human virtue which would make it wise in a nation to commit interests of so delicate and momentous a kind, as those which concern its intercourse with the rest of the world, to the sole disposal of a magistrate created and circumstanced as would be a President of the United States.
To have entrusted the treaty power to the Senate alone would have surrendered the benefit of the President's constitutional role in foreign negotiations. The Senate could have chosen to employ him in that capacity, but could equally have chosen not to, and pique or intrigue might have produced the latter. Beyond this, a mere agent of the Senate could not command the confidence and respect of foreign powers that the nation's constitutional representative would, and so could not act with equal weight or effect. The Union would lose a real advantage in managing its external affairs, and the people would lose the added security that comes from the Executive's cooperation. Though it would be imprudent to trust him alone with so important a charge, his participation would clearly add much to the safety of the society. It must indeed be clear, almost to demonstration, that the joint possession of the power by President and Senate offers a greater prospect of security than its separate possession by either; and whoever has weighed the circumstances that must attend a President's selection will be satisfied that the office will always stand a fair chance of being filled by men whose characters render their concurrence in treaties especially desirable, both for wisdom and for integrity.
OriginalTo have intrusted the power of making treaties to the Senate alone, would have been to relinquish the benefits of the constitutional agency of the President in the conduct of foreign negotiations. It is true that the Senate would, in that case, have the option of employing him in this capacity, but they would also have the option of letting it alone, and pique or cabal might induce the latter rather than the former. Besides this, the ministerial servant of the Senate could not be expected to enjoy the confidence and respect of foreign powers in the same degree with the constitutional representatives of the nation, and, of course, would not be able to act with an equal degree of weight or efficacy. While the Union would, from this cause, lose a considerable advantage in the management of its external concerns, the people would lose the additional security which would result from the co-operation of the Executive. Though it would be imprudent to confide in him solely so important a trust, yet it cannot be doubted that his participation would materially add to the safety of the society. It must indeed be clear to a demonstration that the joint possession of the power in question, by the President and Senate, would afford a greater prospect of security, than the separate possession of it by either of them. And whoever has maturely weighed the circumstances which must concur in the appointment of a President, will be satisfied that the office will always bid fair to be filled by men of such characters as to render their concurrence in the formation of treaties peculiarly desirable, as well on the score of wisdom, as on that of integrity.
The same remarks made in an earlier paper apply with conclusive force against admitting the House of Representatives to a share in making treaties. The fluctuating membership of that body, and its growing size as the country expands, make it unlikely to hold the qualities such a trust demands. Accurate and comprehensive knowledge of foreign politics, a steady and systematic adherence to the same views, a fine and uniform sensibility to the national character, and decision, secrecy, and dispatch are incompatible with so variable and numerous a body. The very complication of requiring so many different bodies to concur would itself be a solid objection. The more frequent calls upon the House, and the greater length of time it would often have to remain assembled to give its sanction at the successive stages of a treaty, would bring such inconvenience and expense as alone ought to condemn the proposal.
OriginalThe remarks made in a former number, which have been alluded to in another part of this paper, will apply with conclusive force against the admission of the House of Representatives to a share in the formation of treaties. The fluctuating and, taking its future increase into the account, the multitudinous composition of that body, forbid us to expect in it those qualities which are essential to the proper execution of such a trust. Accurate and comprehensive knowledge of foreign politics; a steady and systematic adherence to the same views; a nice and uniform sensibility to national character; decision, secrecy, and despatch, are incompatible with the genius of a body so variable and so numerous. The very complication of the business, by introducing a necessity of the concurrence of so many different bodies, would of itself afford a solid objection. The greater frequency of the calls upon the House of Representatives, and the greater length of time which it would often be necessary to keep them together when convened, to obtain their sanction in the progressive stages of a treaty, would be a source of so great inconvenience and expense as alone ought to condemn the project.
The last objection to be considered would require two thirds of all the senators rather than two thirds of those present. It has already been shown that any rule requiring more than a majority of a body for its resolutions tends directly to embarrass the operations of government, and indirectly to subject the will of the majority to that of the minority. This alone seems enough to settle that the convention went as far in securing the advantage of numbers in treaty-making as could be reconciled with either the energy of the public councils or a reasonable regard for the major sense of the community. Requiring two thirds of the whole number would, in many cases, amount in practice to a need for unanimity because some members would be absent; and the history of every political establishment governed by that principle is a history of impotence, perplexity, and disorder. Proofs could be drawn from the Roman Tribuneship, the Polish Diet, and the States-General of the Netherlands, did not an example at home make foreign precedents unnecessary.
OriginalThe only objection which remains to be canvassed, is that which would substitute the proportion of two thirds of all the members composing the senatorial body, to that of two thirds of the members present. It has been shown, under the second head of our inquiries, that all provisions which require more than the majority of any body to its resolutions, have a direct tendency to embarrass the operations of the government, and an indirect one to subject the sense of the majority to that of the minority. This consideration seems sufficient to determine our opinion, that the convention have gone as far in the endeavor to secure the advantage of numbers in the formation of treaties as could have been reconciled either with the activity of the public councils or with a reasonable regard to the major sense of the community. If two thirds of the whole number of members had been required, it would, in many cases, from the non-attendance of a part, amount in practice to a necessity of unanimity. And the history of every political establishment in which this principle has prevailed, is a history of impotence, perplexity, and disorder. Proofs of this position might be adduced from the examples of the Roman Tribuneship, the Polish Diet, and the States-General of the Netherlands, did not an example at home render foreign precedents unnecessary.
Requiring a fixed proportion of the whole body would probably not serve the advantages of a numerous agency any better than requiring a proportion of the members present. The first, by fixing a set number as always necessary for a decision, weakens the motive to attend punctually; the second, by making the body's capacity depend on a proportion that shifts with the presence or absence of a single member, has the opposite effect. By encouraging punctuality it tends to keep the body full, so its decisions would likely be made by as great a number as under the other rule, with far fewer occasions for delay.
It should not be forgotten that under the present Confederation two members may, and usually do, represent a State, so that Congress, which now holds all the powers of the Union, rarely contains more persons than the intended Senate would. Add that members vote by States, and that where only a single member from a State is present his vote is lost, and it is fair to suppose that the active votes in the Senate, where members vote individually, would seldom fall short of the active votes in the present Congress. Taking in as well the cooperation of the President, we may infer that the people of America would have greater security against an improper use of the treaty power under the new Constitution than they now enjoy under the Confederation. Looking one step further, to the probable growth of the Senate as new States are formed, we find ample ground to trust the sufficiency of the members entrusted with this power, and may even conclude that a body more numerous than the Senate is likely to become would be poorly fitted to discharge the trust at all.
OriginalTo require a fixed proportion of the whole body would not, in all probability, contribute to the advantages of a numerous agency, better then merely to require a proportion of the attending members. The former, by making a determinate number at all times requisite to a resolution, diminishes the motives to punctual attendance. The latter, by making the capacity of the body to depend on a proportion which may be varied by the absence or presence of a single member, has the contrary effect. And as, by promoting punctuality, it tends to keep the body complete, there is great likelihood that its resolutions would generally be dictated by as great a number in this case as in the other; while there would be much fewer occasions of delay. It ought not to be forgotten that, under the existing Confederation, two members may, and usually do, represent a State; whence it happens that Congress, who now are solely invested with all the powers of the Union, rarely consist of a greater number of persons than would compose the intended Senate. If we add to this, that as the members vote by States, and that where there is only a single member present from a State, his vote is lost, it will justify a supposition that the active voices in the Senate, where the members are to vote individually, would rarely fall short in number of the active voices in the existing Congress. When, in addition to these considerations, we take into view the co-operation of the President, we shall not hesitate to infer that the people of America would have greater security against an improper use of the power of making treaties, under the new Constitution, than they now enjoy under the Confederation. And when we proceed still one step further, and look forward to the probable augmentation of the Senate, by the erection of new States, we shall not only perceive ample ground of confidence in the sufficiency of the members to whose agency that power will be intrusted, but we shall probably be led to conclude that a body more numerous than the Senate would be likely to become, would be very little fit for the proper discharge of the trust. PUBLIUS
Federalist 76
The Constitution gives the President the power to nominate and, with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States whose appointments are not otherwise provided for in the Constitution. Congress may by law place the appointment of such inferior officers as it thinks proper in the President alone, in the courts of law, or in the heads of departments. The President may also fill vacancies that arise during a recess of the Senate, by granting commissions that expire at the end of its next session.
OriginalTHE President is "to nominate, and, by and with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States whose appointments are not otherwise provided for in the Constitution. But the Congress may by law vest the appointment of such inferior officers as they think proper, in the President alone, or in the courts of law, or in the heads of departments. The President shall have power to fill up all vacancies which may happen during the recess of the Senate, by granting commissions which shall expire at the end of their next session."
An earlier paper observed that the true test of a good government is its aptitude and tendency to produce a good administration. If we admit that, then this method of appointing officers deserves particular commendation when examined closely. It is hard to imagine a plan better designed to promote a judicious choice of men for the offices of the Union; and the character of the administration depends, more than on almost anything else, on getting that choice right.
OriginalIt has been observed in a former paper, that "the true test of a good government is its aptitude and tendency to produce a good administration." If the justness of this observation be admitted, the mode of appointing the officers of the United States contained in the foregoing clauses, must, when examined, be allowed to be entitled to particular commendation. It is not easy to conceive a plan better calculated than this to promote a judicious choice of men for filling the offices of the Union; and it will not need proof, that on this point must essentially depend the character of its administration.
Everyone will agree that the power of appointment, in ordinary cases, ought to be arranged in one of three ways: vested in a single man, in a select assembly of moderate size, or in a single man acting with the concurrence of such an assembly. Exercising it by the people at large is plainly impracticable, since, setting aside every other consideration, it would leave them little time to do anything else. So whenever the reasoning that follows speaks of an assembly or body of men, it means a select body of the kind just described. The people as a whole, given their numbers and their scattered situation, cannot be governed by that systematic spirit of cabal and intrigue which, it will be urged, forms the chief objection to lodging this power in a body of men.
OriginalIt will be agreed on all hands, that the power of appointment, in ordinary cases, ought to be modified in one of three ways. It ought either to be vested in a single man, or in a select assembly of a moderate number; or in a single man, with the concurrence of such an assembly. The exercise of it by the people at large will be readily admitted to be impracticable; as waiving every other consideration, it would leave them little time to do anything else. When, therefore, mention is made in the subsequent reasonings of an assembly or body of men, what is said must be understood to relate to a select body or assembly, of the description already given. The people collectively, from their number and from their dispersed situation, cannot be regulated in their movements by that systematic spirit of cabal and intrigue, which will be urged as the chief objections to reposing the power in question in a body of men.
Those who have reflected on the subject, or attended to what these papers say about the appointment of the President, will agree that there would always be a strong probability of having the office filled by a man of at least respectable abilities. Granting that, I lay it down as a rule that one man of discernment is better fitted to analyze and weigh the particular qualities suited to particular offices than a body of men of equal, or perhaps even superior, discernment.
OriginalThose who have themselves reflected upon the subject, or who have attended to the observations made in other parts of these papers, in relation to the appointment of the President, will, I presume, agree to the position, that there would always be great probability of having the place supplied by a man of abilities, at least respectable. Premising this, I proceed to lay it down as a rule, that one man of discernment is better fitted to analyze and estimate the peculiar qualities adapted to particular offices, than a body of men of equal or perhaps even of superior discernment.
The sole and undivided responsibility of one man naturally produces a livelier sense of duty and a closer regard to reputation. He therefore feels stronger obligations, and a greater interest, to investigate with care the qualities a station requires and to prefer impartially the persons with the fairest claims to it. He has fewer personal attachments to gratify than a body of men, each of whom may be supposed to have his own, and so he is far less likely to be misled by friendship and affection. A single well-directed mind cannot be distracted and warped by that diversity of views, feelings, and interests which frequently distracts and warps the resolutions of a collective body.
Nothing agitates the passions of mankind so much as personal considerations, whether about ourselves or about those we are to choose among. So whenever an assembly of men exercises the power of appointment, we must expect a full display of all the private and party likings and dislikes, the partialities and antipathies, the attachments and animosities felt by its members. A choice made under such circumstances will be the result either of a victory of one party over another, or of a compromise between them. In either case the candidate’s real merit is too often lost from sight: in the first, the qualifications that best unite the votes of the party count for more than those that fit the man for the office; in the second, the coalition usually turns on some interested trade, “Give us the man we want for this office, and you shall have the one you want for that.” That is the usual bargain, and it will rarely happen that advancing the public service is the primary object of either party victories or party negotiations.
OriginalThe sole and undivided responsibility of one man will naturally beget a livelier sense of duty and a more exact regard to reputation. He will, on this account, feel himself under stronger obligations, and more interested to investigate with care the qualities requisite to the stations to be filled, and to prefer with impartiality the persons who may have the fairest pretensions to them. He will have fewer personal attachments to gratify, than a body of men who may each be supposed to have an equal number; and will be so much the less liable to be misled by the sentiments of friendship and of affection. A single well-directed man, by a single understanding, cannot be distracted and warped by that diversity of views, feelings, and interests, which frequently distract and warp the resolutions of a collective body. There is nothing so apt to agitate the passions of mankind as personal considerations whether they relate to ourselves or to others, who are to be the objects of our choice or preference. Hence, in every exercise of the power of appointing to offices, by an assembly of men, we must expect to see a full display of all the private and party likings and dislikes, partialities and antipathies, attachments and animosities, which are felt by those who compose the assembly. The choice which may at any time happen to be made under such circumstances, will of course be the result either of a victory gained by one party over the other, or of a compromise between the parties. In either case, the intrinsic merit of the candidate will be too often out of sight. In the first, the qualifications best adapted to uniting the suffrages of the party, will be more considered than those which fit the person for the station. In the last, the coalition will commonly turn upon some interested equivalent: "Give us the man we wish for this office, and you shall have the one you wish for that." This will be the usual condition of the bargain. And it will rarely happen that the advancement of the public service will be the primary object either of party victories or of party negotiations.
The most intelligent of those who fault the convention’s arrangement seem to feel the truth of these principles. They argue that the President alone should have been authorized to make appointments under the federal government. But every advantage expected from that arrangement is, in substance, already secured by the power of nomination given to him, while several disadvantages of an absolute power of appointment in his hands are avoided. In nominating, his judgment alone is exercised; and since it would be his sole duty to point out the man who, with the Senate’s approval, should fill the office, his responsibility is as complete as if he made the final appointment. In this view there is no real difference between nominating and appointing: the same motives that govern him in one case operate in the other. And since no one can be appointed except on his prior nomination, every man appointed is, in fact, his choice.
OriginalThe truth of the principles here advanced seems to have been felt by the most intelligent of those who have found fault with the provision made, in this respect, by the convention. They contend that the President ought solely to have been authorized to make the appointments under the federal government. But it is easy to show, that every advantage to be expected from such an arrangement would, in substance, be derived from the power of nomination, which is proposed to be conferred upon him; while several disadvantages which might attend the absolute power of appointment in the hands of that officer would be avoided. In the act of nomination, his judgment alone would be exercised; and as it would be his sole duty to point out the man who, with the approbation of the Senate, should fill an office, his responsibility would be as complete as if he were to make the final appointment. There can, in this view, be no difference between nominating and appointing. The same motives which would influence a proper discharge of his duty in one case, would exist in the other. And as no man could be appointed but on his previous nomination, every man who might be appointed would be, in fact, his choice.
But might not his nomination be overruled? I grant that it might, yet this could only make room for another nomination by himself. The person finally appointed must still be someone he prefers, though perhaps not his first choice. Nor is it likely that his nominations would often be overruled. The Senate could not be tempted to reject the man proposed simply because they preferred another, since they could not be sure that the one they wished would ever be brought forward by a later nomination. They could not even be certain that a future nomination would offer a candidate any more acceptable to them; and since rejecting a nominee might cast a kind of stigma on the man and seem to reflect on the President’s judgment, the Senate is unlikely to refuse its approval except where there are special and strong reasons for doing so.
OriginalBut might not his nomination be overruled? I grant it might, yet this could only be to make place for another nomination by himself. The person ultimately appointed must be the object of his preference, though perhaps not in the first degree. It is also not very probable that his nomination would often be overruled. The Senate could not be tempted, by the preference they might feel to another, to reject the one proposed; because they could not assure themselves, that the person they might wish would be brought forward by a second or by any subsequent nomination. They could not even be certain, that a future nomination would present a candidate in any degree more acceptable to them; and as their dissent might cast a kind of stigma upon the individual rejected, and might have the appearance of a reflection upon the judgment of the chief magistrate, it is not likely that their sanction would often be refused, where there were not special and strong reasons for the refusal.
To what purpose, then, require the Senate’s cooperation? My answer is that the necessity of their concurrence would have a powerful, though usually silent, effect. It would be an excellent check on any spirit of favoritism in the President, and would do much to prevent the appointment of unfit men from State prejudice, family connection, personal attachment, or a craving for popularity. Beyond this, it would be an effective source of stability in the administration.
OriginalTo what purpose then require the co-operation of the Senate? I answer, that the necessity of their concurrence would have a powerful, though, in general, a silent operation. It would be an excellent check upon a spirit of favoritism in the President, and would tend greatly to prevent the appointment of unfit characters from State prejudice, from family connection, from personal attachment, or from a view to popularity. In addition to this, it would be an efficacious source of stability in the administration.
It is easy to see that a man who alone disposed of every office would be governed far more by his private inclinations and interests than one bound to submit the propriety of his choice to the discussion and decision of a separate, independent body, and that body an entire branch of the legislature. The mere possibility of rejection would be a strong motive for care in proposing. The danger to his own reputation, and, for an elective magistrate, to his political life, from showing favoritism or an unbecoming pursuit of popularity before a body whose opinion carries great weight with the public, could not fail to act as a barrier against both. He would be ashamed and afraid to put forward, for the most distinguished or lucrative posts, candidates whose only merit was coming from his own State, being personally connected to him, or possessing the insignificance and pliancy needed to make them the obsequious instruments of his pleasure.
OriginalIt will readily be comprehended, that a man who had himself the sole disposition of offices, would be governed much more by his private inclinations and interests, than when he was bound to submit the propriety of his choice to the discussion and determination of a different and independent body, and that body an entire branch of the legislature. The possibility of rejection would be a strong motive to care in proposing. The danger to his own reputation, and, in the case of an elective magistrate, to his political existence, from betraying a spirit of favoritism, or an unbecoming pursuit of popularity, to the observation of a body whose opinion would have great weight in forming that of the public, could not fail to operate as a barrier to the one and to the other. He would be both ashamed and afraid to bring forward, for the most distinguished or lucrative stations, candidates who had no other merit than that of coming from the same State to which he particularly belonged, or of being in some way or other personally allied to him, or of possessing the necessary insignificance and pliancy to render them the obsequious instruments of his pleasure.
It has been objected that the President, through the power of nomination, might purchase the Senate’s compliance with his wishes. This assumption of universal corruption in human nature is hardly less an error in political reasoning than the assumption of universal virtue. The very institution of delegated power implies that there is some portion of virtue and honor among mankind on which confidence may reasonably rest, and experience bears the theory out: such virtue has been found even in the most corrupt periods of the most corrupt governments. The venality of the British House of Commons has long been charged against it, both at home and here, and the charge is, to a considerable degree, well founded.
Yet it is equally beyond doubt that a large proportion of that body always consists of independent and public-spirited men who carry real weight in the nation’s councils. For this reason, even in the present reign, the sense of the Commons is often seen to control the monarch’s inclinations as to both men and measures. So while one might allow that the Executive could occasionally influence a few individuals in the Senate, the supposition that he could generally buy the integrity of the whole body is strained and improbable. A man who views human nature as it is, neither flattering its virtues nor exaggerating its vices, will find sufficient ground of confidence in the Senate’s probity to be satisfied not only that the Executive cannot corrupt or seduce a majority of its members, but that the need for its cooperation in appointments will be a considerable and wholesome restraint on him.
OriginalTo this reasoning it has been objected that the President, by the influence of the power of nomination, may secure the complaisance of the Senate to his views. This supposition of universal venalty in human nature is little less an error in political reasoning, than the supposition of universal rectitude. The institution of delegated power implies, that there is a portion of virtue and honor among mankind, which may be a reasonable foundation of confidence; and experience justifies the theory. It has been found to exist in the most corrupt periods of the most corrupt governments. The venalty of the British House of Commons has been long a topic of accusation against that body, in the country to which they belong as well as in this; and it cannot be doubted that the charge is, to a considerable extent, well founded. But it is as little to be doubted, that there is always a large proportion of the body, which consists of independent and public-spirited men, who have an influential weight in the councils of the nation. Hence it is (the present reign not excepted) that the sense of that body is often seen to control the inclinations of the monarch, both with regard to men and to measures. Though it might therefore be allowable to suppose that the Executive might occasionally influence some individuals in the Senate, yet the supposition, that he could in general purchase the integrity of the whole body, would be forced and improbable. A man disposed to view human nature as it is, without either flattering its virtues or exaggerating its vices, will see sufficient ground of confidence in the probity of the Senate, to rest satisfied, not only that it will be impracticable to the Executive to corrupt or seduce a majority of its members, but that the necessity of its co-operation, in the business of appointments, will be a considerable and salutary restraint upon the conduct of that magistrate.
Nor is the Senate’s integrity the only safeguard. The Constitution provides important guards against executive influence on the legislature: it declares that no senator or representative shall, during the term for which he was elected, be appointed to any civil office under the United States that was created, or whose pay was increased, during that time; and that no person holding any office under the United States shall be a member of either house while he continues in office.
OriginalNor is the integrity of the Senate the only reliance. The Constitution has provided some important guards against the danger of executive influence upon the legislative body: it declares that "No senator or representative shall during the time for which he was elected, be appointed to any civil office under the United States, which shall have been created, or the emoluments whereof shall have been increased, during such time; and no person, holding any office under the United States, shall be a member of either house during his continuance in office." PUBLIUS
Federalist 77
It has been said that requiring the Senate’s consent for appointments would contribute to a stable administration, because, on this view, the Senate’s consent would also be needed to remove an officer, not only to install one. A change of President would therefore not produce so violent or general an upheaval among the officers of government as it might if he alone controlled every office. Where a man in any post had proven his fitness, a new President would hesitate to replace him with someone more to his liking, fearing that the Senate’s disapproval might defeat the attempt and bring some discredit on himself. Those who best understand the worth of a steady administration will most value a provision that ties the tenure of public men to the approval of a body which, being more permanent in its composition, will likely be less changeable than any other branch of government.
OriginalIT HAS been mentioned as one of the advantages to be expected from the co-operation of the Senate, in the business of appointments, that it would contribute to the stability of the administration. The consent of that body would be necessary to displace as well as to appoint. A change of the Chief Magistrate, therefore, would not occasion so violent or so general a revolution in the officers of the government as might be expected, if he were the sole disposer of offices. Where a man in any station had given satisfactory evidence of his fitness for it, a new President would be restrained from attempting a change in favor of a person more agreeable to him, by the apprehension that a discountenance of the Senate might frustrate the attempt, and bring some degree of discredit upon himself. Those who can best estimate the value of a steady administration, will be most disposed to prize a provision which connects the official existence of public men with the approbation or disapprobation of that body which, from the greater permanency of its own composition, will in all probability be less subject to inconstancy than any other member of the government.
This pairing of Senate and President in appointments has been criticized in two opposite ways: some say it would give the President an undue influence over the Senate, others that it would give the Senate undue influence over the President. That the same arrangement draws opposite charges is itself strong proof that neither is true.
OriginalTo this union of the Senate with the President, in the article of appointments, it has in some cases been suggested that it would serve to give the President an undue influence over the Senate, and in others that it would have an opposite tendency--a strong proof that neither suggestion is true.
To state the first objection plainly is to refute it. It amounts to saying that the President would have improper influence over the Senate because the Senate has the power to restrain him, which is a contradiction in terms. There can be no doubt that giving the President the entire power of appointment would let him build a dangerous empire over the Senate far more effectively than a mere power of nomination subject to the Senate’s check.
OriginalTo state the first in its proper form, is to refute it. It amounts to this: the President would have an improper influence over the Senate, because the Senate would have the power of restraining him. This is an absurdity in terms. It cannot admit of a doubt that the entire power of appointment would enable him much more effectually to establish a dangerous empire over that body, than a mere power of nomination subject to their control.
Consider the reverse: that the Senate would influence the President. As with other objections, its vagueness makes a precise answer difficult: by what means is this influence exerted, and over what matters? To influence a person in this sense means to be able to confer a benefit on him, yet how could the Senate confer a benefit on the President by the manner in which it exercises its power to reject his nominations? If the answer is that the Senate might sometimes please him by approving a favorite even when public reasons argue against it, the cases in which the President is personally interested in the outcome would be too few to affect him materially.
The power that can originate honors and rewards is more likely to attract than to be attracted by a power that can merely block their course. If “influencing the President” really means restraining him, that is precisely what was intended; and that restraint has been shown to be wholesome, without destroying any advantage to be expected from the uncontrolled agency of that executive. The right of nomination produces the good of the power of appointment while largely avoiding its evils.
OriginalLet us take a view of the converse of the proposition: "the Senate would influence the Executive." As I have had occasion to remark in several other instances, the indistinctness of the objection forbids a precise answer. In what manner is this influence to be exerted? In relation to what objects? The power of influencing a person, in the sense in which it is here used, must imply a power of conferring a benefit upon him. How could the Senate confer a benefit upon the President by the manner of employing their right of negative upon his nominations? If it be said they might sometimes gratify him by an acquiescence in a favorite choice, when public motives might dictate a different conduct, I answer, that the instances in which the President could be personally interested in the result, would be too few to admit of his being materially affected by the compliances of the Senate. The POWER which can originate the disposition of honors and emoluments, is more likely to attract than to be attracted by the POWER which can merely obstruct their course. If by influencing the President be meant restraining him, this is precisely what must have been intended. And it has been shown that the restraint would be salutary, at the same time that it would not be such as to destroy a single advantage to be looked for from the uncontrolled agency of that Magistrate. The right of nomination would produce all the (good, without the ill.)(E1) (good of that of appointment, and would in a great measure avoid its evils.)(E1)
Comparing this plan for appointing officers with the one in New York’s own constitution, the proposed plan is clearly preferable. Under it the power of nomination rests unmistakably with the President. Because each nomination must be submitted to an entire branch of the legislature, the circumstances of an appointment become public knowledge, and the people can readily see what part each actor played. The blame for a bad nomination falls on the President alone and absolutely; the blame for rejecting a good one falls entirely on the Senate, made worse by the fact that it has thwarted the President’s good intention. If a poor appointment is made, the President for nominating and the Senate for approving share, though in different degrees, in the disgrace.
OriginalUpon a comparison of the plan for the appointment of the officers of the proposed government with that which is established by the constitution of this State, a decided preference must be given to the former. In that plan the power of nomination is unequivocally vested in the Executive. And as there would be a necessity for submitting each nomination to the judgment of an entire branch of the legislature, the circumstances attending an appointment, from the mode of conducting it, would naturally become matters of notoriety; and the public would be at no loss to determine what part had been performed by the different actors. The blame of a bad nomination would fall upon the President singly and absolutely. The censure of rejecting a good one would lie entirely at the door of the Senate; aggravated by the consideration of their having counteracted the good intentions of the Executive. If an ill appointment should be made, the Executive for nominating, and the Senate for approving, would participate, though in different degrees, in the opprobrium and disgrace.
New York’s method of appointment is the reverse of all this. Its council of appointment has from three to five members, the governor always among them. This small body, shut up in a private room beyond public view, carries out its trust in secret. The governor claims a right of nomination on the strength of some ambiguous words in the constitution, but it is unknown how far or in what manner he exercises it, or when he is opposed. Because the author of a bad appointment is uncertain and there is no fixed target, censure has neither force nor staying power; and while an unbounded field for intrigue lies open, all sense of responsibility is lost.
The most the public can learn is this: that the governor claims the right of nomination; that two out of a council of four men can often be managed without much difficulty; that uncooperative members can frequently be sidelined by scheduling meetings so as to make their attendance inconvenient; and that, from one cause or another, many very improper appointments are made over time. Whether a given governor uses the advantage he must necessarily hold to prefer the best-qualified men, or prostitutes it to advance persons whose chief merit is devotion to his will, propping up a despicable and dangerous system of personal influence, are questions that, unfortunately for the community, can only be matters of speculation.
OriginalThe reverse of all this characterizes the manner of appointment in this State. The council of appointment consists of from three to five persons, of whom the governor is always one. This small body, shut up in a private apartment, impenetrable to the public eye, proceed to the execution of the trust committed to them. It is known that the governor claims the right of nomination, upon the strength of some ambiguous expressions in the constitution; but it is not known to what extent, or in what manner he exercises it; nor upon what occasions he is contradicted or opposed. The censure of a bad appointment, on account of the uncertainty of its author, and for want of a determinate object, has neither poignancy nor duration. And while an unbounded field for cabal and intrigue lies open, all idea of responsibility is lost. The most that the public can know, is that the governor claims the right of nomination; that two out of the inconsiderable number of four men can too often be managed without much difficulty; that if some of the members of a particular council should happen to be of an uncomplying character, it is frequently not impossible to get rid of their opposition by regulating the times of meeting in such a manner as to render their attendance inconvenient; and that from whatever cause it may proceed, a great number of very improper appointments are from time to time made. Whether a governor of this State avails himself of the ascendant he must necessarily have, in this delicate and important part of the administration, to prefer to offices men who are best qualified for them, or whether he prostitutes that advantage to the advancement of persons whose chief merit is their implicit devotion to his will, and to the support of a despicable and dangerous system of personal influence, are questions which, unfortunately for the community, can only be the subjects of speculation and conjecture.
Any council of appointment, however it is formed, will be a conclave where intrigue has full play. Without an unwarranted increase in expense its membership cannot be large enough to prevent easy collusion. Because each member has friends and connections to provide for, the wish for mutual favors breeds a scandalous trading of votes and bargaining for places. One man’s private attachments might easily be satisfied, but satisfying the attachments of a dozen or a score of men would monopolize the chief offices of government in a few families, leading more directly to aristocracy or oligarchy than any other contrivance.
If, to avoid such an accumulation of offices, the council’s members were changed often, that would bring on all the mischiefs of a mutable administration. Such a council would also be more open to executive influence than the Senate, being fewer in number and acting less directly under public view. In short, a council substituted for the convention’s plan would mean greater expense, more of the evils that spring from favoritism and intrigue, less stability in administration, and weaker security against undue executive influence; and yet such a council has been warmly urged as an essential amendment to the proposed Constitution.
OriginalEvery mere council of appointment, however constituted, will be a conclave, in which cabal and intrigue will have their full scope. Their number, without an unwarrantable increase of expense, cannot be large enough to preclude a facility of combination. And as each member will have his friends and connections to provide for, the desire of mutual gratification will beget a scandalous bartering of votes and bargaining for places. The private attachments of one man might easily be satisfied; but to satisfy the private attachments of a dozen, or of twenty men, would occasion a monopoly of all the principal employments of the government in a few families, and would lead more directly to an aristocracy or an oligarchy than any measure that could be contrived. If, to avoid an accumulation of offices, there was to be a frequent change in the persons who were to compose the council, this would involve the mischiefs of a mutable administration in their full extent. Such a council would also be more liable to executive influence than the Senate, because they would be fewer in number, and would act less immediately under the public inspection. Such a council, in fine, as a substitute for the plan of the convention, would be productive of an increase of expense, a multiplication of the evils which spring from favoritism and intrigue in the distribution of public honors, a decrease of stability in the administration of the government, and a diminution of the security against an undue influence of the Executive. And yet such a council has been warmly contended for as an essential amendment in the proposed Constitution.
I cannot close the subject of appointments without noting a scheme that has had a few advocates: joining the House of Representatives in the appointing power. I do little more than mention it, since I cannot imagine it gaining the support of any considerable part of the community. A body so fluctuating and at the same time so numerous can never be fit for that power. Its unfitness becomes plain when one recalls that within half a century the House may number three or four hundred persons. All the stability gained from the Executive and the Senate would be defeated by such a union, and endless delays and embarrassments would follow; the example of most of the States in their own constitutions warns us against the idea.
OriginalI could not with propriety conclude my observations on the subject of appointments without taking notice of a scheme for which there have appeared some, though but few advocates; I mean that of uniting the House of Representatives in the power of making them. I shall, however, do little more than mention it, as I cannot imagine that it is likely to gain the countenance of any considerable part of the community. A body so fluctuating and at the same time so numerous, can never be deemed proper for the exercise of that power. Its unfitness will appear manifest to all, when it is recollected that in half a century it may consist of three or four hundred persons. All the advantages of the stability, both of the Executive and of the Senate, would be defeated by this union, and infinite delays and embarrassments would be occasioned. The example of most of the States in their local constitutions encourages us to reprobate the idea.
The only remaining powers of the Executive are these: giving Congress information on the state of the Union; recommending such measures as he judges expedient; convening Congress, or either house, on extraordinary occasions; adjourning them when they cannot agree on a time of adjournment; receiving ambassadors and other public ministers; faithfully executing the laws; and commissioning all the officers of the United States.
OriginalThe only remaining powers of the Executive are comprehended in giving information to Congress of the state of the Union; in recommending to their consideration such measures as he shall judge expedient; in convening them, or either branch, upon extraordinary occasions; in adjourning them when they cannot themselves agree upon the time of adjournment; in receiving ambassadors and other public ministers; in faithfully executing the laws; and in commissioning all the officers of the United States.
Apart from some quibbles about the power to convene either house of the legislature and the power to receive ambassadors, no objection has been made to this class of authorities, nor could any reasonably be. It took an insatiable appetite for fault-finding to invent exceptions to these parts. As to convening either house, there is, at least with the Senate, a clear reason: since the Senate shares the treaty power with the Executive, it may often be necessary to summon it for that purpose when it would be improper to convene the House. As to receiving ambassadors, what I have said in a former paper is a sufficient answer.
OriginalExcept some cavils about the power of convening either house of the legislature, and that of receiving ambassadors, no objection has been made to this class of authorities; nor could they possibly admit of any. It required, indeed, an insatiable avidity for censure to invent exceptions to the parts which have been excepted to. In regard to the power of convening either house of the legislature, I shall barely remark, that in respect to the Senate at least, we can readily discover a good reason for it. AS this body has a concurrent power with the Executive in the article of treaties, it might often be necessary to call it together with a view to this object, when it would be unnecessary and improper to convene the House of Representatives. As to the reception of ambassadors, what I have said in a former paper will furnish a sufficient answer.
We have now surveyed the structure and powers of the executive department, which, I have tried to show, combines, as far as republican principles allow, all the requisites for energy. The remaining question is whether it also combines the requisites for safety in a republican sense: a due dependence on the people and a due responsibility. The answer has been anticipated in examining its other features and follows from these facts: the President is chosen once every four years by persons the people themselves select for that purpose, and he is at all times liable to impeachment, trial, removal from office, disqualification from any other, and forfeiture of life and estate by later prosecution in the ordinary course of law. Yet great as these precautions are, they are not the only ones the plan provides for public security: in the very cases where abuse of executive authority was most to be feared, the Chief Magistrate is subjected to the control of a branch of the legislature. What more could an enlightened and reasonable people ask?
OriginalWe have now completed a survey of the structure and powers of the executive department, which, I have endeavored to show, combines, as far as republican principles will admit, all the requisites to energy. The remaining inquiry is: Does it also combine the requisites to safety, in a republican sense--a due dependence on the people, a due responsibility? The answer to this question has been anticipated in the investigation of its other characteristics, and is satisfactorily deducible from these circumstances; from the election of the President once in four years by persons immediately chosen by the people for that purpose; and from his being at all times liable to impeachment, trial, dismission from office, incapacity to serve in any other, and to forfeiture of life and estate by subsequent prosecution in the common course of law. But these precautions, great as they are, are not the only ones which the plan of the convention has provided in favor of the public security. In the only instances in which the abuse of the executive authority was materially to be feared, the Chief Magistrate of the United States would, by that plan, be subjected to the control of a branch of the legislative body. What more could be desired by an enlightened and reasonable people? PUBLIUS E1. These two alternate endings of this sentence appear in different editions.