General View of the Powers to be Given to the Union
by James Madison
Federalist 41
The Constitution presented by the convention can be looked at from two angles. The first regards the amount of power given to the government and the limitations set in place for the states. The second looks at how the power is divided among the branches of the government.
OriginalTHE Constitution proposed by the convention may be considered under two general points of view. The FIRST relates to the sum or quantity of power which it vests in the government, including the restraints imposed on the States. The SECOND, to the particular structure of the government, and the distribution of this power among its several branches.
When considering the first issue, two important questions arise: 1. Is any of the power given to the federal government unnecessary or improper? 2. Could all of this power be a threat to the authority of the individual states?
OriginalUnder the FIRST view of the subject, two important questions arise: 1. Whether any part of the powers transferred to the general government be unnecessary or improper? 2. Whether the entire mass of them be dangerous to the portion of jurisdiction left in the several States?
Does the general government have more power than it should have? This is the first question.
OriginalIs the aggregate power of the general government greater than ought to have been vested in it? This is the FIRST question.
Those who have looked candidly at the arguments against the government’s power will notice that its critics have given little consideration to how far this power is a necessary means to a necessary end., they dwell instead on the inconveniences that unavoidably come bundled with every political advantage, and on the possible abuses incident to any power. Calm and fair-minded people will recognize that no perfect solution exists, that good action comes mixed with some bad, and that we should choose the greater good rather than an unattainable perfect one. These people will see that when power is granted, the first point to decide is whether the power is necessary, and the next point is how to best guard against the inevitable negative consequences that may come with such a decision.
OriginalIt cannot have escaped those who have attended with candor to the arguments employed against the extensive powers of the government, that the authors of them have very little considered how far these powers were necessary means of attaining a necessary end. They have chosen rather to dwell on the inconveniences which must be unavoidably blended with all political advantages; and on the possible abuses which must be incident to every power or trust, of which a beneficial use can be made. This method of handling the subject cannot impose on the good sense of the people of America. It may display the subtlety of the writer; it may open a boundless field for rhetoric and declamation; it may inflame the passions of the unthinking, and may confirm the prejudices of the misthinking: but cool and candid people will at once reflect, that the purest of human blessings must have a portion of alloy in them; that the choice must always be made, if not of the lesser evil, at least of the GREATER, not the PERFECT, good; and that in every political institution, a power to advance the public happiness involves a discretion which may be misapplied and abused. They will see, therefore, that in all cases where power is to be conferred, the point first to be decided is, whether such a power be necessary to the public good; as the next will be, in case of an affirmative decision, to guard as effectually as possible against a perversion of the power to the public detriment.
In order for us to make a correct judgment on this, we should review the powers confirmed on the national government and separate them into six different classes: 1. Security from foreign danger; 2. Foreign affairs; 3. Maintaining harmony between states; 4. Miscellaneous public-good tasks; 5. Restraining the states from bad actions; 6. Making sure all these powers are effective.
OriginalThat we may form a correct judgment on this subject, it will be proper to review the several powers conferred on the government of the Union; and that this may be the more conveniently done they may be reduced into different classes as they relate to the following different objects: 1. Security against foreign danger; 2. Regulation of the intercourse with foreign nations; 3. Maintenance of harmony and proper intercourse among the States; 4. Certain miscellaneous objects of general utility; 5. Restraint of the States from certain injurious acts; 6. Provisions for giving due efficacy to all these powers.
The first group of powers includes declaring war, granting letters of marque to enable private ships to act as privateers, organizing armies and fleets, regulating the militia; and borrowing and collecting money.
OriginalThe powers falling within the FIRST class are those of declaring war and granting letters of marque; of providing armies and fleets; of regulating and calling forth the militia; of levying and borrowing money.
Security from foreign danger is one of the first purposes of civil society. It is an essential object of the American union. The powers needed for attaining it are necessary and must be provided to federal bodies.
OriginalSecurity against foreign danger is one of the primitive objects of civil society. It is an avowed and essential object of the American Union. The powers requisite for attaining it must be effectually confided to the federal councils.
Is the power of declaring war necessary? Nobody will say no, and thus it is unnecessary to build an argument. The existing confederation already amply establishes this power.
OriginalIs the power of declaring war necessary? No man will answer this question in the negative. It would be superfluous, therefore, to enter into a proof of the affirmative. The existing Confederation establishes this power in the most ample form.
Is the power of raising armies and equipping fleets necessary? This is part of the same power, it is part of being able to defend ourselves.
OriginalIs the power of raising armies and equipping fleets necessary? This is involved in the foregoing power. It is involved in the power of self-defense.
But was it necessary to give an indefinite power of raising troops and equipping fleets, in both peace as well as in war?
OriginalBut was it necessary to give an INDEFINITE POWER of raising TROOPS, as well as providing fleets; and of maintaining both in PEACE, as well as in WAR?
This has already been extensively discussed elsewhere to merit discussing it here. The answer indeed seems to be so obvious as to hardly need much discussion. It would not be right to limit the power to defend ourselves if we can’t limit the power of other nations to attack us. If a federal constitution could stop other countries from aggressing, maybe then it could make sense to stop the government from using too much power to protect us.
OriginalThe answer to these questions has been too far anticipated in another place to admit an extensive discussion of them in this place. The answer indeed seems to be so obvious and conclusive as scarcely to justify such a discussion in any place. With what color of propriety could the force necessary for defense be limited by those who cannot limit the force of offense? If a federal Constitution could chain the ambition or set bounds to the exertions of all other nations, then indeed might it prudently chain the discretion of its own government, and set bounds to the exertions for its own safety.
How can a nation refrain from preparing for war during peace, unless it can guarantee that potential enemies are also refraining from such preparations? A nation’s security measures should be proportionate to the threat and capability of a potential attack from enemies. Attempting to place legal or constitutional limits on a nation’s ability to defend itself is futile. Self-preservation is a fundamental impulse that will override such barriers. Not only is it futile to impose constitutional restrictions on defense, but doing so can introduce harmful precedents. These precedents could lead to power grabs or other negative outcomes in the future. If a nation keeps a standing army ready for offensive action, it forces peaceful nations within its sphere of influence to similarly prepare for conflict, as demonstrated by the fifteenth century. Charles VII initiated a standing army and all Europe followed. Had the other nations not done the same, all Europe would have been conquered by a single universal monarch. Rome’s organized and experienced military was able to conquer other nations despite their courage and enthusiasm for battle.
OriginalHow could a readiness for war in time of peace be safely prohibited, unless we could prohibit, in like manner, the preparations and establishments of every hostile nation? The means of security can only be regulated by the means and the danger of attack. They will, in fact, be ever determined by these rules, and by no others. It is in vain to oppose constitutional barriers to the impulse of self-preservation. It is worse than in vain; because it plants in the Constitution itself necessary usurpations of power, every precedent of which is a germ of unnecessary and multiplied repetitions. If one nation maintains constantly a disciplined army, ready for the service of ambition or revenge, it obliges the most pacific nations who may be within the reach of its enterprises to take corresponding precautions. The fifteenth century was the unhappy epoch of military establishments in the time of peace. They were introduced by Charles VII. of France. All Europe has followed, or been forced into, the example. Had the example not been followed by other nations, all Europe must long ago have worn the chains of a universal monarch. Were every nation except France now to disband its peace establishments, the same event might follow. The veteran legions of Rome were an overmatch for the undisciplined valor of all other nations and rendered her the mistress of the world.
While military strength has its advantages, it also comes with significant costs. In the case of Rome, its military successes ultimately undermined its freedoms. Similarly, in Europe, liberties have often been compromised for the sake of maintaining military establishments. A standing army is a double-edged sword, at the same time necessary and dangerous. On the smallest scales, it has its drawbacks, and on the largest scales, it may be fatal. On any scale, it should be addressed with precaution. A sensible approach is for a nation to balance these factors carefully. While not ruling out any means of ensuring its safety, a nation should strive to minimize both the need for a standing force and the associated risks to its liberties.
OriginalNot the less true is it, that the liberties of Rome proved the final victim to her military triumphs; and that the liberties of Europe, as far as they ever existed, have, with few exceptions, been the price of her military establishments. A standing force, therefore, is a dangerous, at the same time that it may be a necessary, provision. On the smallest scale it has its inconveniences. On an extensive scale its consequences may be fatal. On any scale it is an object of laudable circumspection and precaution. A wise nation will combine all these considerations; and, whilst it does not rashly preclude itself from any resource which may become essential to its safety, will exert all its prudence in diminishing both the necessity and the danger of resorting to one which may be inauspicious to its liberties.
The proposed U.S. Constitution clearly embodies the careful balance between security and liberty. The strength and unity provided by the Constitution eliminate any reasonable justification for maintaining a large, potentially dangerous standing army. A united America, even without a large army, is argued to be more daunting to foreign powers than a divided America with a large military force. Earlier, we remarked that a certain European nation’s liberties were preserved because it had no justification for a large standing army. Great Britain, due to its geographical features and naval power, has never needed to maintain a large peacetime military establishment, preserving its liberties; America’s geographical distance from other powerful nations offers similar protection. So long as the states are united, a large military would be unnecessary, but this security advantage comes solely from being a united nation; the breakdown of this unity would inaugurate a very different, and likely worse, situation. If the union dissolves, the resulting separate states or confederacies would likely emulate historical examples of military buildup, like Charles VII in Europe. The military build-up would occur for the same reasons it has historically: fear, ambition, and the quest for security. America would lose its unique advantages and instead resemble the militarized and divided states of Europe. Liberty would be eroded by the twin pressures of large militaries and the taxes needed to support them. America’s situation would be worse than Europe’s if it were to dissolve its union, as Europe’s problems are contained within Europe itself. They don’t have outside powers exacerbating their internal divisions to the same degree, and these geopolitical challenges add to internal divisions.
OriginalThe clearest marks of this prudence are stamped on the proposed Constitution. The Union itself, which it cements and secures, destroys every pretext for a military establishment which could be dangerous. America united, with a handful of troops, or without a single soldier, exhibits a more forbidding posture to foreign ambition than America disunited, with a hundred thousand veterans ready for combat. It was remarked, on a former occasion, that the want of this pretext had saved the liberties of one nation in Europe. Being rendered by her insular situation and her maritime resources impregnable to the armies of her neighbors, the rulers of Great Britain have never been able, by real or artificial dangers, to cheat the public into an extensive peace establishment. The distance of the United States from the powerful nations of the world gives them the same happy security. A dangerous establishment can never be necessary or plausible, so long as they continue a united people. But let it never, for a moment, be forgotten that they are indebted for this advantage to the Union alone. The moment of its dissolution will be the date of a new order of things. The fears of the weaker, or the ambition of the stronger States, or Confederacies, will set the same example in the New, as Charles VII. did in the Old World. The example will be followed here from the same motives which produced universal imitation there. Instead of deriving from our situation the precious advantage which Great Britain has derived from hers, the face of America will be but a copy of that of the continent of Europe. It will present liberty everywhere crushed between standing armies and perpetual taxes. The fortunes of disunited America will be even more disastrous than those of Europe. The sources of evil in the latter are confined to her own limits. No superior powers of another quarter of the globe intrigue among her rival nations, inflame their mutual animosities, and render them the instruments of foreign ambition, jealousy, and revenge. In America the miseries springing from her internal jealousies, contentions, and wars, would form a part only of her lot. A plentiful addition of evils would have their source in that relation in which Europe stands to this quarter of the earth, and which no other quarter of the earth bears to Europe.
The severe consequences of dissolving the union can’t be overstated or discussed too frequently. Anyone who values peace, country, and liberty should continually keep in mind the importance of maintaining the American union. This will enable them to appropriately appreciate and work to preserve it.
OriginalThis picture of the consequences of disunion cannot be too highly colored, or too often exhibited. Every man who loves peace, every man who loves his country, every man who loves liberty, ought to have it ever before his eyes, that he may cherish in his heart a due attachment to the Union of America, and be able to set a due value on the means of preserving it.
After ensuring the stability of the union, the next best protective measure against the dangers of a standing army is to limit the time period for which funds can be allocated to it, which the Constitution has done. It is often compared and criticized that in Britain, an annual vote is needed to sustain a standing army, whereas the U.S. Constitution lengthened its critical period to two years. But the criticism is flawed, since the British constitution doesn’t actually set a hard limit on the funding period, while the American constitution does set a maximum two-year limit.
OriginalNext to the effectual establishment of the Union, the best possible precaution against danger from standing armies is a limitation of the term for which revenue may be appropriated to their support. This precaution the Constitution has prudently added. I will not repeat here the observations which I flatter myself have placed this subject in a just and satisfactory light. But it may not be improper to take notice of an argument against this part of the Constitution, which has been drawn from the policy and practice of Great Britain. It is said that the continuance of an army in that kingdom requires an annual vote of the legislature; whereas the American Constitution has lengthened this critical period to two years. This is the form in which the comparison is usually stated to the public: but is it a just form? Is it a fair comparison? Does the British Constitution restrain the parliamentary discretion to one year? Does the American impose on the Congress appropriations for two years? On the contrary, it cannot be unknown to the authors of the fallacy themselves, that the British Constitution fixes no limit whatever to the discretion of the legislature, and that the American ties down the legislature to two years, as the longest admissible term.
If the argument from the British system had been stated honestly, it would have recognized that while the British constitution doesn’t impose a formal limit on the funding term for the army, parliament has traditionally chosen to limit it to one year. In Great Britain, where the House of Commons is elected with longer terms, less democratic representation, and more corruption; if they can be trusted with the power to make appropriations to the army for an indefinite term, but without daring to do so past one year, then it should be far less concerning to trust the more democratic American system with a two-year term.
OriginalHad the argument from the British example been truly stated, it would have stood thus: The term for which supplies may be appropriated to the army establishment, though unlimited by the British Constitution, has nevertheless, in practice, been limited by parliamentary discretion to a single year. Now, if in Great Britain, where the House of Commons is elected for seven years; where so great a proportion of the members are elected by so small a proportion of the people; where the electors are so corrupted by the representatives, and the representatives so corrupted by the Crown, the representative body can possess a power to make appropriations to the army for an indefinite term, without desiring, or without daring, to extend the term beyond a single year, ought not suspicion herself to blush, in pretending that the representatives of the United States, elected FREELY by the WHOLE BODY of the people, every SECOND YEAR, cannot be safely intrusted with the discretion over such appropriations, expressly limited to the short period of TWO YEARS?
Bad causes often reveal themselves. The opposition’s tactics have consistently proven this point. Of all their blunders, none is more striking than their attempts to concern the public with standing armies. This attempt has inadvertently brought increased scrutiny to the issue, making people realize that the Constitution actually contains strong protections against the dangers of standing armies. Without a strong federal constitution, America could splinter into multiple states or confederacies, each with its own standing army, leading to even greater dangers. These multiple standing armies would become increasingly burdensome and threatening to individual liberties, whereas a single, united government can maintain a necessary military presence that is both manageable and less threatening to freedoms.
OriginalA bad cause seldom fails to betray itself. Of this truth, the management of the opposition to the federal government is an unvaried exemplification. But among all the blunders which have been committed, none is more striking than the attempt to enlist on that side the prudent jealousy entertained by the people, of standing armies. The attempt has awakened fully the public attention to that important subject; and has led to investigations which must terminate in a thorough and universal conviction, not only that the constitution has provided the most effectual guards against danger from that quarter, but that nothing short of a Constitution fully adequate to the national defense and the preservation of the Union, can save America from as many standing armies as it may be split into States or Confederacies, and from such a progressive augmentation, of these establishments in each, as will render them as burdensome to the properties and ominous to the liberties of the people, as any establishment that can become necessary, under a united and efficient government, must be tolerable to the former and safe to the latter.
The clear need for a navy safeguards this part of the Constitution from the criticism that other areas have faced. It is indeed a blessing that a union will be the only source of maritime strength and thus a source of security from dangers abroad. In this respect, our situation parallels the insular advantage of Great Britain. Happily, naval forces designed to protect against foreign threats, cannot easily used against domestic liberties.
OriginalThe palpable necessity of the power to provide and maintain a navy has protected that part of the Constitution against a spirit of censure, which has spared few other parts. It must, indeed, be numbered among the greatest blessings of America, that as her Union will be the only source of her maritime strength, so this will be a principal source of her security against danger from abroad. In this respect our situation bears another likeness to the insular advantage of Great Britain. The batteries most capable of repelling foreign enterprises on our safety, are happily such as can never be turned by a perfidious government against our liberties.
Those living on the Atlantic coast have an immediate concern for naval security, as they are the first line of vulnerability to maritime threats. Past safety is not attributed to effective governance but to transient and unreliable factors. New York is an especially vulnerable state due to its extensive sea coast, island district, and the navigable river that penetrates it. If conflict erupts in Europe and spills over to the Atlantic, the states bordering the ocean will face inevitable threats. In such a case, safety would be almost miraculous, given the current lack of a strong centralized defense. Even if individual states could muster resources to defend themselves, the effort might well consume the very assets they aim to protect.
OriginalThe inhabitants of the Atlantic frontier are all of them deeply interested in this provision for naval protection, and if they have hitherto been suffered to sleep quietly in their beds; if their property has remained safe against the predatory spirit of licentious adventurers; if their maritime towns have not yet been compelled to ransom themselves from the terrors of a conflagration, by yielding to the exactions of daring and sudden invaders, these instances of good fortune are not to be ascribed to the capacity of the existing government for the protection of those from whom it claims allegiance, but to causes that are fugitive and fallacious. If we except perhaps Virginia and Maryland, which are peculiarly vulnerable on their eastern frontiers, no part of the Union ought to feel more anxiety on this subject than New York. Her seacoast is extensive. A very important district of the State is an island. The State itself is penetrated by a large navigable river for more than fifty leagues. The great emporium of its commerce, the great reservoir of its wealth, lies every moment at the mercy of events, and may almost be regarded as a hostage for ignominious compliances with the dictates of a foreign enemy, or even with the rapacious demands of pirates and barbarians. Should a war be the result of the precarious situation of European affairs, and all the unruly passions attending it be let loose on the ocean, our escape from insults and depredations, not only on that element, but every part of the other bordering on it, will be truly miraculous. In the present condition of America, the States more immediately exposed to these calamities have nothing to hope from the phantom of a general government which now exists; and if their single resources were equal to the task of fortifying themselves against the danger, the object to be protected would be almost consumed by the means of protecting them.
The power of regulating and activating the militia has already been sufficiently justified and explained.
OriginalThe power of regulating and calling forth the militia has been already sufficiently vindicated and explained.
The power to collect and borrow money is intrinsically tied to national defense and they should thus be considered together. The necessity of this power has also been rigorously analyzed and validated as necessary, both in the scope and manner outlined by the constitution. I will address one additional argument from those who believe that taxation should only be applied to imported goods. It cannot be doubted that taxation on imports is, and will continue to be, a crucial revenue stream. But solely on this type of taxation is flawed, as the revenue from foreign commerce can fluctuate and does not align with population growth and, by extension, the growing needs of the nation. In an agrarian economy, the need for imported manufactured goods will grow with the population. As domestic manufacturing develops, the need for imported goods will decline, even as the population rises. In future stages of economic development, a country might import raw materials to manufacture goods for export. Here, tariffs would be counterproductive, and incentives might be needed instead. A lasting system of government must be flexible enough to adapt to these economic shifts and complexities.
OriginalThe power of levying and borrowing money, being the sinew of that which is to be exerted in the national defense, is properly thrown into the same class with it. This power, also, has been examined already with much attention, and has, I trust, been clearly shown to be necessary, both in the extent and form given to it by the Constitution. I will address one additional reflection only to those who contend that the power ought to have been restrained to external--taxation by which they mean, taxes on articles imported from other countries. It cannot be doubted that this will always be a valuable source of revenue; that for a considerable time it must be a principal source; that at this moment it is an essential one. But we may form very mistaken ideas on this subject, if we do not call to mind in our calculations, that the extent of revenue drawn from foreign commerce must vary with the variations, both in the extent and the kind of imports; and that these variations do not correspond with the progress of population, which must be the general measure of the public wants. As long as agriculture continues the sole field of labor, the importation of manufactures must increase as the consumers multiply. As soon as domestic manufactures are begun by the hands not called for by agriculture, the imported manufactures will decrease as the numbers of people increase. In a more remote stage, the imports may consist in a considerable part of raw materials, which will be wrought into articles for exportation, and will, therefore, require rather the encouragement of bounties, than to be loaded with discouraging duties. A system of government, meant for duration, ought to contemplate these revolutions, and be able to accommodate itself to them.
While some people do not dispute the need for the power to tax, they criticize the Constitution based on the way this power is described. They argue that the phrasing “to lay and collect taxes, duties, imposts, and excises, to pay the debts, and provide for the common defense and general welfare of the United States” in the constitution essentially grants the government unlimited power. Critics are desperately searching for flaws in the constitution if they are resorting to such a strained interpretation of its text.
OriginalSome, who have not denied the necessity of the power of taxation, have grounded a very fierce attack against the Constitution, on the language in which it is defined. It has been urged and echoed, that the power "to lay and collect taxes, duties, imposts, and excises, to pay the debts, and provide for the common defense and general welfare of the United States," amounts to an unlimited commission to exercise every power which may be alleged to be necessary for the common defense or general welfare. No stronger proof could be given of the distress under which these writers labor for objections, than their stooping to such a misconstruction.
If there had been nothing else in the Constitution other than the general statement mentioned above, then the people who argued against it could have had some justification for their argument, but it would be strange for such sweeping powers to be described in such a narrow, awkward way. It would have been tough to explain why the power to limit freedom of the press, trial by jury, or control the process of inheritance and transfers of property would all be described by the phrase “raise money for the general welfare.”
OriginalHad no other enumeration or definition of the powers of the Congress been found in the Constitution, than the general expressions just cited, the authors of the objection might have had some color for it; though it would have been difficult to find a reason for so awkward a form of describing an authority to legislate in all possible cases. A power to destroy the freedom of the press, the trial by jury, or even to regulate the course of descents, or the forms of conveyances, must be very singularly expressed by the terms "to raise money for the general welfare."
What color can the objection have when a description of the things meant in general terms follows right away, with no pause longer than a semicolon? It’s illogical to focus solely on the vague terms while ignoring the specific powers that follow; all parts of a legal document should work in harmony to convey its full meaning. For what purpose would enumerating specific powers be inserted if they were already included in a preceding general power? It’s common practice to begin with a general statement and then clarify it with specific examples, undermining the critics’ objection. The notion of listing specifics that neither clarify nor limit the general statement, and that would have no other effect than to mislead, is absurd. Such a nonsensical interpretation could not have been the intent of the Constitution’s authors.
OriginalBut what color can the objection have, when a specification of the objects alluded to by these general terms immediately follows, and is not even separated by a longer pause than a semicolon? If the different parts of the same instrument ought to be so expounded, as to give meaning to every part which will bear it, shall one part of the same sentence be excluded altogether from a share in the meaning; and shall the more doubtful and indefinite terms be retained in their full extent, and the clear and precise expressions be denied any signification whatsoever? For what purpose could the enumeration of particular powers be inserted, if these and all others were meant to be included in the preceding general power? Nothing is more natural nor common than first to use a general phrase, and then to explain and qualify it by a recital of particulars. But the idea of an enumeration of particulars which neither explain nor qualify the general meaning, and can have no other effect than to confound and mislead, is an absurdity, which, as we are reduced to the dilemma of charging either on the authors of the objection or on the authors of the Constitution, we must take the liberty of supposing, had not its origin with the latter.
The language in question in the Constitution is not new but rather borrowed from the Articles of Confederation, making the criticism even more puzzling; the “common defense and general welfare” is consistent across multiple articles in the Articles of Confederation. If critics apply their logic to the Articles of Confederation, they would have to conclude that the existing Congress also has unlimited powers, an interpretation not commonly held. The inconsistency in the critics’ reasoning ultimately condemns their own arguments.
OriginalThe objection here is the more extraordinary, as it appears that the language used by the convention is a copy from the articles of Confederation. The objects of the Union among the States, as described in article third, are "their common defense, security of their liberties, and mutual and general welfare." The terms of article eighth are still more identical: "All charges of war and all other expenses that shall be incurred for the common defense or general welfare, and allowed by the United States in Congress, shall be defrayed out of a common treasury," etc. A similar language again occurs in article ninth. Construe either of these articles by the rules which would justify the construction put on the new Constitution, and they vest in the existing Congress a power to legislate in all cases whatsoever. But what would have been thought of that assembly, if, attaching themselves to these general expressions, and disregarding the specifications which ascertain and limit their import, they had exercised an unlimited power of providing for the common defense and general welfare? I appeal to the objectors themselves, whether they would in that case have employed the same reasoning in justification of Congress as they now make use of against the convention. How difficult it is for error to escape its own condemnation! PUBLIUS
Federalist 42
The second class of powers given to the federal government consist of the ability to regulate foreign affairs: to make treaties; to send and receive ambassadors, ministers, and consuls; to regulate the laws of the high seas and international law; to regulate foreign commerce including the importation of slaves after 1808; and to tax ten dollars per slave to discourage such importations.
OriginalTHE SECOND class of powers, lodged in the general government, consists of those which regulate the intercourse with foreign nations, to wit: to make treaties; to send and receive ambassadors, other public ministers, and consuls; to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations; to regulate foreign commerce, including a power to prohibit, after the year 1808, the importation of slaves, and to lay an intermediate duty of ten dollars per head, as a discouragement to such importations.
This class of powers forms an obvious and essential branch of the federal government. If we are to be one nation in any respect, it clearly ought to be in respect to other nations.
OriginalThis class of powers forms an obvious and essential branch of the federal administration. If we are to be one nation in any respect, it clearly ought to be in respect to other nations.
The power to make treaties and send and receive diplomats is self-explanatory. Both of them exist already in the Articles of Confederation except that this new Constitution removes the limitation that allowed states to overrule treaties, which could undermine international agreements. The new Constitution added the clear authority to appoint other types of public ministers and consuls, in addition to ambassadors, which was not as explicitly stated in the Articles of Confederation. The term “ambassador” refers to the highest-ranking diplomats. The Articles of Confederation seemed to imply that only ambassadors could be appointed, which was not practical since the United States might need to send different grades of diplomatic representatives, not just ambassadors. No interpretation of the term “ambassador” under the Articles of Confederation included consuls, yet it has been found useful to employ these lesser grades of diplomats.
OriginalThe powers to make treaties and to send and receive ambassadors, speak their own propriety. Both of them are comprised in the articles of Confederation, with this difference only, that the former is disembarrassed, by the plan of the convention, of an exception, under which treaties might be substantially frustrated by regulations of the States; and that a power of appointing and receiving "other public ministers and consuls," is expressly and very properly added to the former provision concerning ambassadors. The term ambassador, if taken strictly, as seems to be required by the second of the articles of Confederation, comprehends the highest grade only of public ministers, and excludes the grades which the United States will be most likely to prefer, where foreign embassies may be necessary. And under no latitude of construction will the term comprehend consuls. Yet it has been found expedient, and has been the practice of Congress, to employ the inferior grades of public ministers, and to send and receive consuls.
When trade treaties agree on the mutual appointment of consuls—those officials who deal with trade issues—these treaties also naturally allow for the presence of foreign consuls in the U.S., as this is part of managing trade agreements. Even without specific treaties, the Articles of Confederation provided a broad authority for the U.S. to send consuls abroad, as it allowed Congress to appoint officers needed to manage the country’s general affairs. However, the Articles did not specify how foreign consuls could operate in the U.S. if their admission was not already agreed upon in a treaty. The Constitutional Convention addressed this oversight by including provisions for the admission of consuls in the new Constitution, which improved on the earlier system. Even the smallest details are important when they prevent unnoticed and incremental encroachments on power. If people were aware of how often Congress had to overstep its powers because of the insufficiencies of the Articles of Confederation, they would be surprised and would see these oversteps as evidence supporting the adoption of the new Constitution. The new Constitution has been carefully crafted to correct not only the glaring problems of the previous system but also the less apparent ones.
OriginalIt is true, that where treaties of commerce stipulate for the mutual appointment of consuls, whose functions are connected with commerce, the admission of foreign consuls may fall within the power of making commercial treaties; and that where no such treaties exist, the mission of American consuls into foreign countries may PERHAPS be covered under the authority, given by the ninth article of the Confederation, to appoint all such civil officers as may be necessary for managing the general affairs of the United States. But the admission of consuls into the United States, where no previous treaty has stipulated it, seems to have been nowhere provided for. A supply of the omission is one of the lesser instances in which the convention have improved on the model before them. But the most minute provisions become important when they tend to obviate the necessity or the pretext for gradual and unobserved usurpations of power. A list of the cases in which Congress have been betrayed, or forced by the defects of the Confederation, into violations of their chartered authorities, would not a little surprise those who have paid no attention to the subject; and would be no inconsiderable argument in favor of the new Constitution, which seems to have provided no less studiously for the lesser, than the more obvious and striking defects of the old.
The power to define and punish piracy and crime on the high seas and in international law belongs with the federal government and is also a greater improvement on the Articles of Confederation.
OriginalThe power to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations, belongs with equal propriety to the general government, and is a still greater improvement on the articles of Confederation.
Those Articles did not address violations of international law and thus left any state the potential to take actions that could provoke international conflict.
OriginalThese articles contain no provision for the case of offenses against the law of nations; and consequently leave it in the power of any indiscreet member to embroil the Confederacy with foreign nations.
The Articles of Confederation only went as far as setting up courts to try cases of piracy and maritime felonies without providing a detailed definition of these crimes. A definition for felonies on the high seas is needed. The term “felony” is not precisely defined, even in English law, where its meaning can vary significantly. American law should not default to foreign legal standards unless the U.S. legislature has explicitly adopted them. Relying on the various state definitions of “felony” is also impractical—it is not precisely the same in any two states and varies as each state revises their criminal laws. To ensure clarity and uniformity in the legal system, it was necessary and proper for the federal government to have the power to define felonies on the high seas.
OriginalThe provision of the federal articles on the subject of piracies and felonies extends no further than to the establishment of courts for the trial of these offenses. The definition of piracies might, perhaps, without inconveniency, be left to the law of nations; though a legislative definition of them is found in most municipal codes. A definition of felonies on the high seas is evidently requisite. Felony is a term of loose signification, even in the common law of England; and of various import in the statute law of that kingdom. But neither the common nor the statute law of that, or of any other nation, ought to be a standard for the proceedings of this, unless previously made its own by legislative adoption. The meaning of the term, as defined in the codes of the several States, would be as impracticable as the former would be a dishonorable and illegitimate guide. It is not precisely the same in any two of the States; and varies in each with every revision of its criminal laws. For the sake of certainty and uniformity, therefore, the power of defining felonies in this case was in every respect necessary and proper.
The regulation of trade with other countries has been considered from multiple perspectives in previous discussions on the topic. It has been discussed extensively enough that no additional proofs ought be needed here to properly acknowledge such power should belong to the federal government.
OriginalThe regulation of foreign commerce, having fallen within several views which have been taken of this subject, has been too fully discussed to need additional proofs here of its being properly submitted to the federal administration.
No doubt it was wished that the power of prohibiting the importation of slaves was not postpone until the year 1808, it would have been better if it happened immediately. But it’s easy to understand why the law was written in this way. It should be seen as a significant victory for humanity that there is a set twenty-year timeline for ending the slave trade, which has been widely condemned for its cruelty. Hopefully, within the twenty-year period, the federal government’s actions and the leadership of states opposed to the slave trade will inspire the remaining states to cease their participation voluntarily. The unfortunate Africans would be even happier to be equally released from the oppressions of their European brethren!
OriginalIt were doubtless to be wished, that the power of prohibiting the importation of slaves had not been postponed until the year 1808, or rather that it had been suffered to have immediate operation. But it is not difficult to account, either for this restriction on the general government, or for the manner in which the whole clause is expressed. It ought to be considered as a great point gained in favor of humanity, that a period of twenty years may terminate forever, within these States, a traffic which has so long and so loudly upbraided the barbarism of modern policy; that within that period, it will receive a considerable discouragement from the federal government, and may be totally abolished, by a concurrence of the few States which continue the unnatural traffic, in the prohibitory example which has been given by so great a majority of the Union. Happy would it be for the unfortunate Africans, if an equal prospect lay before them of being redeemed from the oppressions of their European brethren!
Some critics to distort the meaning or intent of a specific clause to create an argument against adopting the Constitution. On the one hand, some see it as a toleration of an illegal practice. On the other hand, it is criticized as being designed to hinder free and positive migration from Europe to America. These false interpretations ought not be dignified with a response, but should be seen as examples of the spirit in which those opposed to the Constitution operate.
OriginalAttempts have been made to pervert this clause into an objection against the Constitution, by representing it on one side as a criminal toleration of an illicit practice, and on another as calculated to prevent voluntary and beneficial emigrations from Europe to America. I mention these misconstructions, not with a view to give them an answer, for they deserve none, but as specimens of the manner and spirit in which some have thought fit to conduct their opposition to the proposed government.
The third class of powers are those which provide for the harmonious interactions between states.
OriginalThe powers included in the THIRD class are those which provide for the harmony and proper intercourse among the States.
In this category, we might include restraints on the powers of the state, as well as certain powers of the judicial department, but the former we will treat as a class of their own, and the latter we will examine in detail when we discuss the structure of government.
OriginalUnder this head might be included the particular restraints imposed on the authority of the States, and certain powers of the judicial department; but the former are reserved for a distinct class, and the latter will be particularly examined when we arrive at the structure and organization of the government.
I will confine myself to review the remaining powers under this third class: to regulate commerce among the states and the Indian tribes, to coin and regulate money, to punish counterfeiting, to fix a standard of weights and measures, to establish rules of naturalization, to uniform bankruptcy laws, to ensure a standard for law and judicial enforcement, and to establish a postal system.
OriginalI shall confine myself to a cursory review of the remaining powers comprehended under this third description, to wit: to regulate commerce among the several States and the Indian tribes; to coin money, regulate the value thereof, and of foreign coin; to provide for the punishment of counterfeiting the current coin and securities of the United States; to fix the standard of weights and measures; to establish a uniform rule of naturalization, and uniform laws of bankruptcy, to prescribe the manner in which the public acts, records, and judicial proceedings of each State shall be proved, and the effect they shall have in other States; and to establish post offices and post roads.
Regulating commerce between states is a clear and known defect of the current Articles of Confederation. In addition to the previous papers, I may add that without federal power to regulate commerce among states, the regulation of international trade would be lacking and ineffective. One of the main goals of federal control over commerce is to protect states that depend on others for trade transit from being unfairly taxed by those states. If individual states could control trade passing through them, it’s anticipated that they would impose tariffs that burden the producers (exporters) and consumers (importers). History and human nature suggest that if states could impose such tariffs, it would lead to ongoing conflicts and could seriously disrupt peace. From a neutral standpoint, the intent of commerce-driven states to tax their non-commercial neighbors is both unwise and unjust, as it provokes those taxed states to find alternative trade routes, driven by both spite and financial reasons. The rational argument for long-term and widespread benefits is frequently overshadowed by the loud and urgent demands for quick, substantial profits, both in public policy and individual actions.
OriginalThe defect of power in the existing Confederacy to regulate the commerce between its several members, is in the number of those which have been clearly pointed out by experience. To the proofs and remarks which former papers have brought into view on this subject, it may be added that without this supplemental provision, the great and essential power of regulating foreign commerce would have been incomplete and ineffectual. A very material object of this power was the relief of the States which import and export through other States, from the improper contributions levied on them by the latter. Were these at liberty to regulate the trade between State and State, it must be foreseen that ways would be found out to load the articles of import and export, during the passage through their jurisdiction, with duties which would fall on the makers of the latter and the consumers of the former. We may be assured by past experience, that such a practice would be introduced by future contrivances; and both by that and a common knowledge of human affairs, that it would nourish unceasing animosities, and not improbably terminate in serious interruptions of the public tranquillity. To those who do not view the question through the medium of passion or of interest, the desire of the commercial States to collect, in any form, an indirect revenue from their uncommercial neighbors, must appear not less impolitic than it is unfair; since it would stimulate the injured party, by resentment as well as interest, to resort to less convenient channels for their foreign trade. But the mild voice of reason, pleading the cause of an enlarged and permanent interest, is but too often drowned, before public bodies as well as individuals, by the clamors of an impatient avidity for immediate and immoderate gain.
Examples from other nations, not just the United States, demonstrate the need for a central authority to oversee trade between states in a confederation. In Switzerland, where the union is weak, each canton is obliged to allow merchants to pass through their jurisdiction to other cantons without additional tolls. In Germany, an official law aims to restrict local powers from imposing trade barriers (but the law’s lack of enforcement leads to the same type of issues the U.S. aims to prevent). In the Netherlands, members shall not add additional duties that are disadvantageous to their neighbors without collective consent.
OriginalThe necessity of a superintending authority over the reciprocal trade of confederated States, has been illustrated by other examples as well as our own. In Switzerland, where the Union is so very slight, each canton is obliged to allow to merchandises a passage through its jurisdiction into other cantons, without an augmentation of the tolls. In Germany it is a law of the empire, that the princes and states shall not lay tolls or customs on bridges, rivers, or passages, without the consent of the emperor and the diet; though it appears from a quotation in an antecedent paper, that the practice in this, as in many other instances in that confederacy, has not followed the law, and has produced there the mischiefs which have been foreseen here. Among the restraints imposed by the Union of the Netherlands on its members, one is, that they shall not establish imposts disadvantageous to their neighbors, without the general permission.
Current regulations on trade with Indian tribes are rightly free from previous restrictions that caused ambiguity and conflict. The Articles of Confederation limit the federal government’s ability to regulate trade with Indians by excluding Indians who are considered part of a state and by preserving state sovereignty. There is ongoing confusion and debate about the status of certain Indian groups within the federal system, and it is confusing how to regulate commerce with Indian tribes who live within state boundaries but are not considered part of a state, given the federal government’s supposed non-interference with state legislative rights. This is not the only case in which the Articles of Confederation have tried to accomplish the impossible: to grant full sovereignty to both the states and the federal government.
OriginalThe regulation of commerce with the Indian tribes is very properly unfettered from two limitations in the articles of Confederation, which render the provision obscure and contradictory. The power is there restrained to Indians, not members of any of the States, and is not to violate or infringe the legislative right of any State within its own limits. What description of Indians are to be deemed members of a State, is not yet settled, and has been a question of frequent perplexity and contention in the federal councils. And how the trade with Indians, though not members of a State, yet residing within its legislative jurisdiction, can be regulated by an external authority, without so far intruding on the internal rights of legislation, is absolutely incomprehensible. This is not the only case in which the articles of Confederation have inconsiderately endeavored to accomplish impossibilities; to reconcile a partial sovereignty in the Union, with complete sovereignty in the States; to subvert a mathematical axiom, by taking away a part, and letting the whole remain.
All that needs to be said on the power to coin money, regulate its value, and of foreign money, is that in this last case the Constitution is addressing a blind spot of the Articles, where Congress only has control over the coinage produced by itself or the individual states, not foreign coinage. If the states were allowed to individually determine the value of foreign coins, it would disrupt the uniformity of the coin system that the federal government aims to establish, underscoring the necessity for a centralized regulation of currency valuation.
OriginalAll that need be remarked on the power to coin money, regulate the value thereof, and of foreign coin, is, that by providing for this last case, the Constitution has supplied a material omission in the articles of Confederation. The authority of the existing Congress is restrained to the regulation of coin STRUCK by their own authority, or that of the respective States. It must be seen at once that the proposed uniformity in the VALUE of the current coin might be destroyed by subjecting that of foreign coin to the different regulations of the different States.
The federal government, tasked with preserving the integrity of its currency and securities, is naturally also charged with enforcing laws against counterfeiting them.
OriginalThe punishment of counterfeiting the public securities, as well as the current coin, is submitted of course to that authority which is to secure the value of both.
The responsibility for standardizing weights and measures is likewise transferred from the Articles of Confederation to the new Constitution, just as with coin regulation. The same reasoning applies to both areas: the need for a uniform system to be upheld across all states, which supports commerce and ensures fairness.
OriginalThe regulation of weights and measures is transferred from the articles of Confederation, and is founded on like considerations with the preceding power of regulating coin.
Regarding naturalization, differing laws among states have been problematic, causing complex legal issues. There is vague and inconsistent language used in the Articles regarding the rights and privileges of state inhabitants, citizens, and the people. The way “free inhabitants” is used in the text seems to grant them privileges in other states that they may not have in their home state, which can lead to unequal treatment across states, and if “inhabitants” were interpreted to apply only to citizens, issues would persist due to the variance in states’ power to grant citizenship and the rights that go along with it. One state could essentially override another’s laws within its territory by granting citizenship rights more liberally than another state would.
OriginalThe dissimilarity in the rules of naturalization has long been remarked as a fault in our system, and as laying a foundation for intricate and delicate questions. In the fourth article of the Confederation, it is declared "that the FREE INHABITANTS of each of these States, paupers, vagabonds, and fugitives from justice, excepted, shall be entitled to all privileges and immunities of FREE CITIZENS in the several States; and THE PEOPLE of each State shall, in every other, enjoy all the privileges of trade and commerce," etc. There is a confusion of language here, which is remarkable. Why the terms FREE INHABITANTS are used in one part of the article, FREE CITIZENS in another, and PEOPLE in another; or what was meant by superadding to "all privileges and immunities of free citizens," "all the privileges of trade and commerce," cannot easily be determined. It seems to be a construction scarcely avoidable, however, that those who come under the denomination of FREE INHABITANTS of a State, although not citizens of such State, are entitled, in every other State, to all the privileges of FREE CITIZENS of the latter; that is, to greater privileges than they may be entitled to in their own State: so that it may be in the power of a particular State, or rather every State is laid under a necessity, not only to confer the rights of citizenship in other States upon any whom it may admit to such rights within itself, but upon any whom it may allow to become inhabitants within its jurisdiction. But were an exposition of the term "inhabitants" to be admitted which would confine the stipulated privileges to citizens alone, the difficulty is diminished only, not removed. The very improper power would still be retained by each State, of naturalizing aliens in every other State. In one State, residence for a short term confirms all the rights of citizenship: in another, qualifications of greater importance are required. An alien, therefore, legally incapacitated for certain rights in the latter, may, by previous residence only in the former, elude his incapacity; and thus the law of one State be preposterously rendered paramount to the law of another, within the jurisdiction of the other.
It’s only by chance that the U.S. has avoided serious problems related to the differences in state laws governing the treatment of certain aliens. Some states had laws banning specific aliens from even residing within their borders, not just from obtaining citizenship. What complications might have arisen if an alien, deemed undesirable by one state, became a citizen in another and then claimed their right to reside in the former state? While the legal outcomes of such a scenario are uncertain, the potential real-world implications could be dire and thus necessitate preventative measures. The new Constitution solves these problems by granting the federal government the power to make uniform naturalization laws.
OriginalWe owe it to mere casualty, that very serious embarrassments on this subject have been hitherto escaped. By the laws of several States, certain descriptions of aliens, who had rendered themselves obnoxious, were laid under interdicts inconsistent not only with the rights of citizenship but with the privilege of residence. What would have been the consequence, if such persons, by residence or otherwise, had acquired the character of citizens under the laws of another State, and then asserted their rights as such, both to residence and citizenship, within the State proscribing them? Whatever the legal consequences might have been, other consequences would probably have resulted, of too serious a nature not to be provided against. The new Constitution has accordingly, with great propriety, made provision against them, and all others proceeding from the defect of the Confederation on this head, by authorizing the general government to establish a uniform rule of naturalization throughout the United States.
The power of establishing uniform bankruptcy laws is closely connected with the regulation of trade, and will reduce fraudulent practices by addressing the complexities arising when parties or their assets are across state lines. The need to address this seems uncontroversial.
OriginalThe power of establishing uniform laws of bankruptcy is so intimately connected with the regulation of commerce, and will prevent so many frauds where the parties or their property may lie or be removed into different States, that the expediency of it seems not likely to be drawn into question.
The federal government is also granted the authority to standardize how state documents are verified across state lines and is an evident improvement to the Articles, where the meanings are vague. Regardless of how the Articles are interpreted, they fail to provide a functional framework for this aspect of state interaction, whereas the Constitution could be a practical tool for maintaining justice across state lines.
OriginalThe power of prescribing by general laws, the manner in which the public acts, records and judicial proceedings of each State shall be proved, and the effect they shall have in other States, is an evident and valuable improvement on the clause relating to this subject in the articles of Confederation. The meaning of the latter is extremely indeterminate, and can be of little importance under any interpretation which it will bear. The power here established may be rendered a very convenient instrument of justice, and be particularly beneficial on the borders of contiguous States, where the effects liable to justice may be suddenly and secretly translated, in any stage of the process, within a foreign jurisdiction.
Lastly, the power of establishing postal roads must be considered a harmless power by all. It may, if managed well, become a great public asset. Nothing which facilities interaction between the states can be deemed unworthy of the public care.
OriginalThe power of establishing post roads must, in every view, be a harmless power, and may, perhaps, by judicious management, become productive of great public conveniency. Nothing which tends to facilitate the intercourse between the States can be deemed unworthy of the public care. PUBLIUS
Federalist 43
A fourth class comprises the following miscellaneous powers:
OriginalTHE FOURTH class comprises the following miscellaneous powers:
1. The power to promote the progress of arts and sciences by granting exclusive rights to authors and inventors.
Original1. A power "to promote the progress of science and useful arts, by securing, for a limited time, to authors and inventors, the exclusive right to their respective writings and discoveries."
The need for this power will hardly be questioned. The copyright of authors has already existed in Great Britain to be a common law right. The right to patent useful inventions seems to equally belong to inventors. The public good is benefited in both cases by these claims to individuals. Individual states are not capable of providing effective legal protection for copyrights and patent rights on their own and anticipating a national decision on this issue, most states have already passed laws regarding copyrights and patents at the direction of Congress.
OriginalThe utility of this power will scarcely be questioned. The copyright of authors has been solemnly adjudged, in Great Britain, to be a right of common law. The right to useful inventions seems with equal reason to belong to the inventors. The public good fully coincides in both cases with the claims of individuals. The States cannot separately make effectual provisions for either of the cases, and most of them have anticipated the decision of this point, by laws passed at the instance of Congress.
2. The power to exercise exclusive legislation over the District of Columbia, and to exercise similar authority over all places purchased by the consent of the legislature of states for military needs and other useful federal buildings.
Original2. "To exercise exclusive legislation, in all cases whatsoever, over such district (not exceeding ten miles square) as may, by cession of particular States and the acceptance of Congress, become the seat of the government of the United States; and to exercise like authority over all places purchased by the consent of the legislatures of the States in which the same shall be, for the erection of forts, magazines, arsenals, dockyards, and other needful buildings."
The need of authority over the nation’s capital is obvious. It is a power exercised by every legislature of the union, if not the world. Without it, the general public would be dependent and subject to the whim of the state wherein the capital resided, which may provide undue influence to that state and dissatisfaction by the other states of the confederacy. This would grow even more important as the capital city grew and became impossible to move elsewhere. This federal district is sufficiently described to allay all fears. The citizens currently inhabiting the land will be willing since they have a voice in the election of the government which will govern them, and they will have a local legislature, which should obviate any objections.
OriginalThe indispensable necessity of complete authority at the seat of government, carries its own evidence with it. It is a power exercised by every legislature of the Union, I might say of the world, by virtue of its general supremacy. Without it, not only the public authority might be insulted and its proceedings interrupted with impunity; but a dependence of the members of the general government on the State comprehending the seat of the government, for protection in the exercise of their duty, might bring on the national councils an imputation of awe or influence, equally dishonorable to the government and dissatisfactory to the other members of the Confederacy. This consideration has the more weight, as the gradual accumulation of public improvements at the stationary residence of the government would be both too great a public pledge to be left in the hands of a single State, and would create so many obstacles to a removal of the government, as still further to abridge its necessary independence. The extent of this federal district is sufficiently circumscribed to satisfy every jealousy of an opposite nature. And as it is to be appropriated to this use with the consent of the State ceding it; as the State will no doubt provide in the compact for the rights and the consent of the citizens inhabiting it; as the inhabitants will find sufficient inducements of interest to become willing parties to the cession; as they will have had their voice in the election of the government which is to exercise authority over them; as a municipal legislature for local purposes, derived from their own suffrages, will of course be allowed them; and as the authority of the legislature of the State, and of the inhabitants of the ceded part of it, to concur in the cession, will be derived from the whole people of the State in their adoption of the Constitution, every imaginable objection seems to be obviated.
The need of a power over military needs like forts and magazines is just as evident. The public money spent on them require that they not be under the control of a particular state. Nor would it be proper to place the security of the entire union on one member of it. Thus should further solve any objections.
OriginalThe necessity of a like authority over forts, magazines, etc., established by the general government, is not less evident. The public money expended on such places, and the public property deposited in them, requires that they should be exempt from the authority of the particular State. Nor would it be proper for the places on which the security of the entire Union may depend, to be in any degree dependent on a particular member of it. All objections and scruples are here also obviated, by requiring the concurrence of the States concerned, in every such establishment.
3. The power to declare the punishment for treason, but not to hold family members responsible for the sins of their relative, and not to confiscate property beyond the lifetime of the treasonous person, protecting the rights of their heirs.
Original3. "To declare the punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attained."
Treason may be committed against the U.S., so the U.S. needs the power to punish it. But in the past, new kinds of treason have been used by people in power to oppress others. To prevent this, the Convention included a definition of treason in the Constitution. This definition sets out what proof is needed to show someone is guilty of treason, and stops Congress from punishing anyone beyond the person who committed the crime.
OriginalAs treason may be committed against the United States, the authority of the United States ought to be enabled to punish it. But as new-fangled and artificial treasons have been the great engines by which violent factions, the natural offspring of free government, have usually wreaked their alternate malignity on each other, the convention have, with great judgment, opposed a barrier to this peculiar danger, by inserting a constitutional definition of the crime, fixing the proof necessary for conviction of it, and restraining the Congress, even in punishing it, from extending the consequences of guilt beyond the person of its author.
4. The power to allow new states to join the union; but it is not allowed to form a new state within the territory of another state or by joining together two or more states or parts of states without the permission of the legislatures of the states involved as well as Congress.
Original4. "To admit new States into the Union; but no new State shall be formed or erected within the jurisdiction of any other State; nor any State be formed by the junction of two or more States, or parts of States, without the consent of the legislatures of the States concerned, as well as of the Congress."
The Articles of Confederation did not speak on this important subject. Canada would be allowed to join the United States if they agreed to the terms. Other British colonies could join at the discretion of nine states. The writers of the Articles of Confederation seemed to overlook the possibility of creating new states. This led to some difficulties. The new system is better because it prevents new states from being formed without the approval of the federal government and the states involved. A special rule was also made to protect the smaller states, so they can’t be joined with other states without their permission.
OriginalIn the articles of Confederation, no provision is found on this important subject. Canada was to be admitted of right, on her joining in the measures of the United States; and the other COLONIES, by which were evidently meant the other British colonies, at the discretion of nine States. The eventual establishment of NEW STATES seems to have been overlooked by the compilers of that instrument. We have seen the inconvenience of this omission, and the assumption of power into which Congress have been led by it. With great propriety, therefore, has the new system supplied the defect. The general precaution, that no new States shall be formed, without the concurrence of the federal authority, and that of the States concerned, is consonant to the principles which ought to govern such transactions. The particular precaution against the erection of new States, by the partition of a State without its consent, quiets the jealousy of the larger States; as that of the smaller is quieted by a like precaution, against a junction of States without their consent.
5. The power to manage, sell, and regulate territories and any other properties owned by the United States, with the exception that nothing within the Constitution can be interpreted to harm the legal claims or rights of the United States or any individual state to territories or properties.
Original5. "To dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States," with a proviso, that "nothing in the Constitution shall be so construed as to prejudice any claims of the United States, or of any particular State."
This power is crucial, similar to the previously discussed powers, underlining its necessity for federal governance. The inclusion of the proviso was necessary to address the states’ concerns and rivalries over the ownership and governance of western territories, which were common knowledge at the time.
OriginalThis is a power of very great importance, and required by considerations similar to those which show the propriety of the former. The proviso annexed is proper in itself, and was probably rendered absolutely necessary by jealousies and questions concerning the Western territory sufficiently known to the public.
6. The power to make sure that every state in the U.S. has a government based on elected representatives; to protect them from invasion; and to protect them from internal violence if their legislature can’t meet.
Original6. "To guarantee to every State in the Union a republican form of government; to protect each of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convened), against domestic violence."
In a confederation where all members are republics, the federal government should have the power to preserve the republican nature of the system and prevent the emergence of aristocratic or monarchical rule within the confederacy. The more integrated and dependent the union between member states, the more they have a stake in each other’s governance. As such, they have a significant right to demand that the republican form of government that was the basis for forming the confederacy is preserved.
OriginalIn a confederacy founded on republican principles, and composed of republican members, the superintending government ought clearly to possess authority to defend the system against aristocratic or monarchial innovations. The more intimate the nature of such a union may be, the greater interest have the members in the political institutions of each other; and the greater right to insist that the forms of government under which the compact was entered into should be SUBSTANTIALLY maintained.
For every legal right, there must be a means to enforce it. The Constitution is the appropriate place to set down the means for enforcing rights. Governments with different principles and structures are generally less suited to forming a stable federal union than those with similar ones. The German confederacy, with its diverse forms of governance, is less cohesive and effective than the more uniform republics of Holland and Switzerland. Greece’s downfall was precipitated by the inclusion of Macedon, with its monarchical government, in the Amphictyonic League, a council representing various Greek states.
OriginalBut a right implies a remedy; and where else could the remedy be deposited, than where it is deposited by the Constitution? Governments of dissimilar principles and forms have been found less adapted to a federal coalition of any sort, than those of a kindred nature. "As the confederate republic of Germany," says Montesquieu, "consists of free cities and petty states, subject to different princes, experience shows us that it is more imperfect than that of Holland and Switzerland." "Greece was undone," he adds, "as soon as the king of Macedon obtained a seat among the Amphictyons." In the latter case, no doubt, the disproportionate force, as well as the monarchical form, of the new confederate, had its share of influence on the events.
It may be asked what the necessity of a federal authority to intervene in state government affairs is, and whether this could lead to unwarranted federal alterations to state governments without state approval. This is easily answerable: if there is no need for federal intervention, the provision that allows for it in the Constitution will simply be an extra measure that does not cause harm. But who knows what unpredictable actions by states, ambitious local leaders, or foreign influence may necessitate federal intervention to maintain the union’s stability? Any federal intervention would be conducted under and limited by the constitutional authority granted to it, which is just limited to ensuring that states maintain a republican form of government. As long as states uphold their republican structure, the federal government guarantees their governance under the Constitution. States have the freedom to change their government structures as long as the new structure remains republican, and they can seek federal protection for these changes. The only limitation is that states cannot adopt non-republican constitutions; this restriction is presumed not to be objectionable to the states.
OriginalIt may possibly be asked, what need there could be of such a precaution, and whether it may not become a pretext for alterations in the State governments, without the concurrence of the States themselves. These questions admit of ready answers. If the interposition of the general government should not be needed, the provision for such an event will be a harmless superfluity only in the Constitution. But who can say what experiments may be produced by the caprice of particular States, by the ambition of enterprising leaders, or by the intrigues and influence of foreign powers? To the second question it may be answered, that if the general government should interpose by virtue of this constitutional authority, it will be, of course, bound to pursue the authority. But the authority extends no further than to a GUARANTY of a republican form of government, which supposes a pre-existing government of the form which is to be guaranteed. As long, therefore, as the existing republican forms are continued by the States, they are guaranteed by the federal Constitution. Whenever the States may choose to substitute other republican forms, they have a right to do so, and to claim the federal guaranty for the latter. The only restriction imposed on them is, that they shall not exchange republican for antirepublican Constitutions; a restriction which, it is presumed, will hardly be considered as a grievance.
It is a fundamental responsibility of a society—or in this case, a confederation—to safeguard its constituent parts, the member states, against invasion. The broad terms used in the article provide security for each state against not only acts of aggression by foreign nations but also against aggressive actions by more powerful states within the confederation itself. History shows the importance of such protective measures for the less powerful members of a union.
OriginalA protection against invasion is due from every society to the parts composing it. The latitude of the expression here used seems to secure each State, not only against foreign hostility, but against ambitious or vindictive enterprises of its more powerful neighbors. The history, both of ancient and modern confederacies, proves that the weaker members of the union ought not to be insensible to the policy of this article.
It’s equally appropriate for a government to provide protection against internal conflicts or domestic violence as it is to defend against external invasion. Even Swiss cantons, despite not being governed by a single national government, have made arrangements to protect against internal disturbances. Historical evidence from the Swiss confederation shows that cantons often provide assistance to each other in times of internal strife, regardless of whether they are more democratic or otherwise in their governance. Recent events in the United States highlight the need for readiness to handle similar domestic crises.
OriginalProtection against domestic violence is added with equal propriety. It has been remarked, that even among the Swiss cantons, which, properly speaking, are not under one government, provision is made for this object; and the history of that league informs us that mutual aid is frequently claimed and afforded; and as well by the most democratic, as the other cantons. A recent and well-known event among ourselves has warned us to be prepared for emergencies of a like nature.
The idea that a majority may not have the right to govern or that a minority could overthrow a government seems to go against the principles of republicanism, implying that federal intervention would always be inappropriate. These theoretical principles must be balanced with practical experience, indicating that theory alone should not dictate political action without consideration of real-world circumstances. If a state’s authority is expected to control local unrest, then by analogy, the federal government should be able to support the state in controlling larger scale unrest. Furthermore state and federal constitutions are interconnected, so that instability in a state affects the federal system as a whole, justifying federal intervention in certain cases. The likelihood of federal intervention in state insurrections will be low, unless those insurrections involve a significant number of people relative to those who support the government. It’s preferable for the federal government to suppress violence rather than letting a conflict escalate into a protracted and bloody struggle within a state. Merely having the right to intervene can act as a deterrent to violence, thus preventing the need for actual intervention.
OriginalAt first view, it might seem not to square with the republican theory, to suppose, either that a majority have not the right, or that a minority will have the force, to subvert a government; and consequently, that the federal interposition can never be required, but when it would be improper. But theoretic reasoning, in this as in most other cases, must be qualified by the lessons of practice. Why may not illicit combinations, for purposes of violence, be formed as well by a majority of a State, especially a small State as by a majority of a county, or a district of the same State; and if the authority of the State ought, in the latter case, to protect the local magistracy, ought not the federal authority, in the former, to support the State authority? Besides, there are certain parts of the State constitutions which are so interwoven with the federal Constitution, that a violent blow cannot be given to the one without communicating the wound to the other. Insurrections in a State will rarely induce a federal interposition, unless the number concerned in them bear some proportion to the friends of government. It will be much better that the violence in such cases should be repressed by the superintending power, than that the majority should be left to maintain their cause by a bloody and obstinate contest. The existence of a right to interpose, will generally prevent the necessity of exerting it.
Is it true that power and force are always on the same side as moral rightness in republican governments? Couldn’t a minority have greater financial means, military skills, or foreign support, which could give them an advantage in conflict, despite their smaller numbers? Couldn’t strategic positioning and better organization allow a minority to prevail over a majority that is larger but less well-coordinated or positioned? It’s unrealistic to think that the outcomes of physical conflicts can be predicted based on population size or the results of elections, as force operates on different principles. Couldn’t a minority of citizens effectively become the majority by gaining support from non-citizens, transients, or those the Constitution doesn’t grant voting rights to? There exists disenfranchised populations who are not considered in counts of legal citizens but who can become influential in times of civil unrest, potentially tipping the balance of power.
OriginalIs it true that force and right are necessarily on the same side in republican governments? May not the minor party possess such a superiority of pecuniary resources, of military talents and experience, or of secret succors from foreign powers, as will render it superior also in an appeal to the sword? May not a more compact and advantageous position turn the scale on the same side, against a superior number so situated as to be less capable of a prompt and collected exertion of its strength? Nothing can be more chimerical than to imagine that in a trial of actual force, victory may be calculated by the rules which prevail in a census of the inhabitants, or which determine the event of an election! May it not happen, in fine, that the minority of CITIZENS may become a majority of PERSONS, by the accession of alien residents, of a casual concourse of adventurers, or of those whom the constitution of the State has not admitted to the rights of suffrage? I take no notice of an unhappy species of population abounding in some of the States, who, during the calm of regular government, are sunk below the level of men; but who, in the tempestuous scenes of civil violence, may emerge into the human character, and give a superiority of strength to any party with which they may associate themselves.
In situations where internal factions within a state resort to conflict and the justice of either side’s cause is not clear, representatives from a larger confederation (who are not involved in the dispute) would serve as ideal mediators. Their distance from the local issues would presumably allow for a more objective perspective and help reunite affections. How nice would it be if such a system could resolve conflicts internationally, beneficial for all governments and contributing to world peace.
OriginalIn cases where it may be doubtful on which side justice lies, what better umpires could be desired by two violent factions, flying to arms, and tearing a State to pieces, than the representatives of confederate States, not heated by the local flame? To the impartiality of judges, they would unite the affection of friends. Happy would it be if such a remedy for its infirmities could be enjoyed by all free governments; if a project equally effectual could be established for the universal peace of mankind!
What about scenarios where the insurrectionists have more physical power but lack legal or moral legitimacy? While no practical solution may exist for such an extreme scenario, it is also highly unlikely to occur. One of the strengths of the federal constitution is its capacity to reduce the likelihood of such an extreme event; while no constitutional design can guarantee absolute protection against a universal rebellion, the proposed system lessens the chances of such a disaster.
OriginalShould it be asked, what is to be the redress for an insurrection pervading all the States, and comprising a superiority of the entire force, though not a constitutional right? the answer must be, that such a case, as it would be without the compass of human remedies, so it is fortunately not within the compass of human probability; and that it is a sufficient recommendation of the federal Constitution, that it diminishes the risk of a calamity for which no possible constitution can provide a cure.
The ability of a confederation to suppress local insurrections is a key benefit. The structure allows for other states within the confederation to intervene and help restore order when one state experiences a popular uprising. A confederate republic has a self-healing quality; if one state falls into corrupt or abusive practices, the others, presumably operating with better governance, can influence and help reform the troubled state. The collective wisdom and practice of the healthier states serve as a model and a corrective force
OriginalAmong the advantages of a confederate republic enumerated by Montesquieu, an important one is, "that should a popular insurrection happen in one of the States, the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound."
7. The power to honor all previous debts and commitments made under the Articles of Confederation.
Original7. "To consider all debts contracted, and engagements entered into, before the adoption of this Constitution, as being no less valid against the United States, under this Constitution, than under the Confederation."
This is a declaratory proposition, inserted to reassure foreign creditors. This addresses a misconception possibly held by foreign observers that a nation can escape its debts and moral duties by altering its government’s structure. The inclusion of this clause directly counters that notion, asserting that the United States rejects such a doctrine and stands by its obligations.
OriginalThis can only be considered as a declaratory proposition; and may have been inserted, among other reasons, for the satisfaction of the foreign creditors of the United States, who cannot be strangers to the pretended doctrine, that a change in the political form of civil society has the magical effect of dissolving its moral obligations.
Some critics may feel the language is one-sided, emphasizing only the United States’ duty to honor its debts and not the reciprocal responsibility of others to honor their commitments to the United States. The critique has been exaggerated by some to suggest that not including a reciprocal statement was part of a deliberate scheme to undermine the country’s rights. This overblown conspiracy ought to be dismissed. Contracts are inherently reciprocal; therefore, affirming the validity of obligations against the United States implicitly affirms the validity of what is owed to it. Since the clause in question is declarative, stating the principle once applies it universally, covering all cases without the need for repetition. Constitutions should address realistic concerns, not hypothetical or imagined ones. There is no plausible risk that the government would neglect its obligations, regardless of whether the Constitution explicitly states this principle.
OriginalAmong the lesser criticisms which have been exercised on the Constitution, it has been remarked that the validity of engagements ought to have been asserted in favor of the United States, as well as against them; and in the spirit which usually characterizes little critics, the omission has been transformed and magnified into a plot against the national rights. The authors of this discovery may be told, what few others need to be informed of, that as engagements are in their nature reciprocal, an assertion of their validity on one side, necessarily involves a validity on the other side; and that as the article is merely declaratory, the establishment of the principle in one case is sufficient for every case. They may be further told, that every constitution must limit its precautions to dangers that are not altogether imaginary; and that no real danger can exist that the government would DARE, with, or even without, this constitutional declaration before it, to remit the debts justly due to the public, on the pretext here condemned.
8. The power to provide for amendments ratified by three-fourths of the states, with only two exceptions. (Exception 1, that no amendment prior to 1808 could alter the slave trade or direct taxation provisions until that year. Exception 2, that no state, without its consent, shall be deprived of its equal suffrage in the Senate.)
Original8. "To provide for amendments to be ratified by three fourths of the States under two exceptions only."
The need for changes to the Constitution will become apparent over time as new situations and issues arose that the original document did not foresee. Recognizing this need, the Constitution’s framers included a method for making amendments. The process strikes a balance by being neither too easy, which would make the Constitution too changeable, nor too difficult, which would prevent necessary amendments. Moreover, it allows both federal and state governments to initiate changes, reflecting experiences and identifying errors that may come from either governance level. The provision ensuring equal representation for all states in the Senate is intended to protect state sovereignty, which is a fundamental aspect of the federal system. The other exception (related to the slave trade and direct taxation) was likely included for reasons that were important at the time, namely, the contentious debates over these issues.
OriginalThat useful alterations will be suggested by experience, could not but be foreseen. It was requisite, therefore, that a mode for introducing them should be provided. The mode preferred by the convention seems to be stamped with every mark of propriety. It guards equally against that extreme facility, which would render the Constitution too mutable; and that extreme difficulty, which might perpetuate its discovered faults. It, moreover, equally enables the general and the State governments to originate the amendment of errors, as they may be pointed out by the experience on one side, or on the other. The exception in favor of the equality of suffrage in the Senate, was probably meant as a palladium to the residuary sovereignty of the States, implied and secured by that principle of representation in one branch of the legislature; and was probably insisted on by the States particularly attached to that equality. The other exception must have been admitted on the same considerations which produced the privilege defended by it.
9. The ratification of the Constitution by nine states is enough for the Constitution to take effect for those states ratifying it.
Original9. "The ratification of the conventions of nine States shall be sufficient for the establishment of this Constitution between the States, ratifying the same."
This article speaks for itself. The Constitution derives its legitimacy from the clear and explicit consent of the people, rather than the unanimity of the state governments. Requiring all thirteen states to ratify the Constitution would mean that any one state could block the formation of the new government for potentially arbitrary or self-interested reasons. This would have placed the collective welfare of the union at the mercy of individual states, which could act on whims or be swayed by corrupt influences.
OriginalThis article speaks for itself. The express authority of the people alone could give due validity to the Constitution. To have required the unanimous ratification of the thirteen States, would have subjected the essential interests of the whole to the caprice or corruption of a single member. It would have marked a want of foresight in the convention, which our own experience would have rendered inexcusable.
Two complex questions were pertinent during the ratification of the U.S. Constitution: 1. Can the collective agreement of the Articles of Confederation, which was initially entered into unanimously, be amended or dissolved without the same level of consensus? 2. What relationship would exist between the nine or more ratifying states, and the remaining states which did not ratify it?
OriginalTwo questions of a very delicate nature present themselves on this occasion: 1. On what principle the Confederation, which stands in the solemn form of a compact among the States, can be superseded without the unanimous consent of the parties to it? 2. What relation is to subsist between the nine or more States ratifying the Constitution, and the remaining few who do not become parties to it?
The first question is answered by necessity: the need to replace the Articles of Confederation arises from the principle of self-preservation and the fundamental natural rights to safety and happiness, which are the ultimate goals of all political institutions. If the existing framework fails to ensure these, it is not only justifiable but necessary to alter or replace it. The answer may also lie within the principles of the Confederation itself, as one of the its flaws was that its ratification in many states was done only by the legislature rather than through a more robust process involving the people directly. Based on reciprocity, if some states ratified the Confederation only through legislative action, it follows that the same level of consent (legislative rather than unanimous or popular) should suffice to alter or replace it. It is a principle of international law that if one party breaches the treaty, the other parties may consider the entire agreement void. If it becomes necessary to argue these points to justify the dissolution of the Confederation without some states’ consent, those states opposing the change would have to address their own failures to adhere to its terms. Previously, it may have been necessary to be discreet about these arguments for political unity or expediency, but circumstances have changed, warranting a more open discussion about the need for and legitimacy of a new constitution.
OriginalThe first question is answered at once by recurring to the absolute necessity of the case; to the great principle of self-preservation; to the transcendent law of nature and of nature's God, which declares that the safety and happiness of society are the objects at which all political institutions aim, and to which all such institutions must be sacrificed. PERHAPS, also, an answer may be found without searching beyond the principles of the compact itself. It has been heretofore noted among the defects of the Confederation, that in many of the States it had received no higher sanction than a mere legislative ratification. The principle of reciprocality seems to require that its obligation on the other States should be reduced to the same standard. A compact between independent sovereigns, founded on ordinary acts of legislative authority, can pretend to no higher validity than a league or treaty between the parties. It is an established doctrine on the subject of treaties, that all the articles are mutually conditions of each other; that a breach of any one article is a breach of the whole treaty; and that a breach, committed by either of the parties, absolves the others, and authorizes them, if they please, to pronounce the compact violated and void. Should it unhappily be necessary to appeal to these delicate truths for a justification for dispensing with the consent of particular States to a dissolution of the federal pact, will not the complaining parties find it a difficult task to answer the MULTIPLIED and IMPORTANT infractions with which they may be confronted? The time has been when it was incumbent on us all to veil the ideas which this paragraph exhibits. The scene is now changed, and with it the part which the same motives dictate.
The second issue of how to handle states that do not ratify the Constitution is as sensitive as the first question. Since there is a possibility that all states might eventually agree to it, excessively debating the issue is unnecessary, potentially unproductive, and should be left to resolve on its own terms. Despite the lack of a formal political connection between states that have ratified the Constitution and those that have not, their moral obligations to each other persist. The principles of justice remain binding on all sides, whether they have accepted the Constitution or not, and that these obligations to the rights of humanity must continue to be honored. I hope that shared interests, a collective history, and the expectation that any current disagreements will be overcome will encourage restraint and wisdom among the states.
OriginalThe second question is not less delicate; and the flattering prospect of its being merely hypothetical forbids an overcurious discussion of it. It is one of those cases which must be left to provide for itself. In general, it may be observed, that although no political relation can subsist between the assenting and dissenting States, yet the moral relations will remain uncancelled. The claims of justice, both on one side and on the other, will be in force, and must be fulfilled; the rights of humanity must in all cases be duly and mutually respected; whilst considerations of a common interest, and, above all, the remembrance of the endearing scenes which are past, and the anticipation of a speedy triumph over the obstacles to reunion, will, it is hoped, not urge in vain MODERATION on one side, and PRUDENCE on the other. PUBLIUS
Federalist 44
The fifth category of powers given to the federal government includes various limits on state powers:
OriginalA FIFTH class of provisions in favor of the federal authority consists of the following restrictions on the authority of the several States:
1. States cannot make treaties, alliances, or confederations; issue letters of marque and reprisal; create their own currency; issue bills of credit; make anything other than gold and silver a legal way to pay off debts; pass any bill of attainder, retroactive law, or law that weakens the obligation of contracts; or grant any title of nobility.
Original1. "No State shall enter into any treaty, alliance, or confederation; grant letters of marque and reprisal; coin money; emit bills of credit; make any thing but gold and silver a legal tender in payment of debts; pass any bill of attainder, ex post facto law, or law impairing the obligation of contracts; or grant any title of nobility."
The ban on treaties, alliances, and confederations is already part of the current Articles of Confederation and is included in the new Constitution for obvious reasons. The restriction on letters of marque, which are permissions for private individuals to act as naval warriors, was also in the old system but is expanded in the new one. Under the old system, states could issue these letters after declaring war, but under the new Constitution, these permissions must always come from the U.S. government, whether before or during a war. This change makes sense because it ensures consistency in how the U.S. interacts with other countries and makes the nation directly responsible for actions that it will be held accountable for internationally.
OriginalThe prohibition against treaties, alliances, and confederations makes a part of the existing articles of Union; and for reasons which need no explanation, is copied into the new Constitution. The prohibition of letters of marque is another part of the old system, but is somewhat extended in the new. According to the former, letters of marque could be granted by the States after a declaration of war; according to the latter, these licenses must be obtained, as well during war as previous to its declaration, from the government of the United States. This alteration is fully justified by the advantage of uniformity in all points which relate to foreign powers; and of immediate responsibility to the nation in all those for whose conduct the nation itself is to be responsible.
The Constitution takes away the states’ right to create their own money, a right they had under the Articles of Confederation. Previously, states could make their own money, but Congress decided the composition and value of the money. The new rule is better. When states had the right to mint their own money, it led to unnecessary costs from having many mints and created confusion with different types and weights of money. This confusion went against one of the reasons for giving the federal government control over money. While having local mints could help avoid the hassle of sending gold and silver far away for making coins, this can still be managed by having local mints under federal control.
OriginalThe right of coining money, which is here taken from the States, was left in their hands by the Confederation, as a concurrent right with that of Congress, under an exception in favor of the exclusive right of Congress to regulate the alloy and value. In this instance, also, the new provision is an improvement on the old. Whilst the alloy and value depended on the general authority, a right of coinage in the particular States could have no other effect than to multiply expensive mints and diversify the forms and weights of the circulating pieces. The latter inconveniency defeats one purpose for which the power was originally submitted to the federal head; and as far as the former might prevent an inconvenient remittance of gold and silver to the central mint for recoinage, the end can be as well attained by local mints established under the general authority.
The Constitution’s ban on states issuing their own paper money (bills of credit) is seen as a positive step, especially for those who value justice and understand what drives economic prosperity. America has suffered since the end of the Revolutionary War due to the harmful effects of state-issued paper money. This includes damaging trust between people, undermining confidence in government, harming work ethics and morals, and negatively affecting the reputation of republican government. This situation has created a significant moral debt for the states that issued this money, which can only be addressed by willingly giving up the power to issue it. Additionally, the same arguments against states having the power to regulate coinage also apply to them issuing paper money. If states could determine their own coinage, there would be as many currencies as there are states, complicating trade and potentially leading to unfair changes in value. This could harm citizens of other states and create tensions between states. It could also negatively affect international relations. Allowing states to issue paper money poses similar risks to letting them create their own coinage. Therefore, the Constitution only allows gold and silver to be used for paying debts, to maintain consistency and stability.
OriginalThe extension of the prohibition to bills of credit must give pleasure to every citizen, in proportion to his love of justice and his knowledge of the true springs of public prosperity. The loss which America has sustained since the peace, from the pestilent effects of paper money on the necessary confidence between man and man, on the necessary confidence in the public councils, on the industry and morals of the people, and on the character of republican government, constitutes an enormous debt against the States chargeable with this unadvised measure, which must long remain unsatisfied; or rather an accumulation of guilt, which can be expiated no otherwise than by a voluntary sacrifice on the altar of justice, of the power which has been the instrument of it. In addition to these persuasive considerations, it may be observed, that the same reasons which show the necessity of denying to the States the power of regulating coin, prove with equal force that they ought not to be at liberty to substitute a paper medium in the place of coin. Had every State a right to regulate the value of its coin, there might be as many different currencies as States, and thus the intercourse among them would be impeded; retrospective alterations in its value might be made, and thus the citizens of other States be injured, and animosities be kindled among the States themselves. The subjects of foreign powers might suffer from the same cause, and hence the Union be discredited and embroiled by the indiscretion of a single member. No one of these mischiefs is less incident to a power in the States to emit paper money, than to coin gold or silver. The power to make any thing but gold and silver a tender in payment of debts, is withdrawn from the States, on the same principle with that of issuing a paper currency.
Bills of attainder, ex post facto laws (laws that punish actions retroactively), and laws that break contract obligations go against basic principles of a fair and stable society and good lawmaking. Some state constitutions explicitly ban the first two, and the spirit of these constitutions opposes all three. However, experience has shown that extra safeguards are necessary. Therefore, the Constitution rightly includes protections for personal safety and private rights, aligning with both the true feelings and the best interests of the people. Americans are tired of inconsistent policies and legislative changes that impact personal rights, often manipulated by influential individuals for personal gain, to the detriment of hardworking, less informed citizens. Such legislative changes often lead to a series of further changes, each prompted by the consequences of the previous one. The public rightly concludes that a major reform is needed to stop these manipulations, encourage wise conduct and hard work, and bring consistency to societal affairs. The Constitution’s ban on granting titles of nobility, which was also in the Articles of Confederation, is self-explanatory and needs no further discussion.
OriginalBills of attainder, ex post facto laws, and laws impairing the obligation of contracts, are contrary to the first principles of the social compact, and to every principle of sound legislation. The two former are expressly prohibited by the declarations prefixed to some of the State constitutions, and all of them are prohibited by the spirit and scope of these fundamental charters. Our own experience has taught us, nevertheless, that additional fences against these dangers ought not to be omitted. Very properly, therefore, have the convention added this constitutional bulwark in favor of personal security and private rights; and I am much deceived if they have not, in so doing, as faithfully consulted the genuine sentiments as the undoubted interests of their constituents. The sober people of America are weary of the fluctuating policy which has directed the public councils. They have seen with regret and indignation that sudden changes and legislative interferences, in cases affecting personal rights, become jobs in the hands of enterprising and influential speculators, and snares to the more-industrious and less-informed part of the community. They have seen, too, that one legislative interference is but the first link of a long chain of repetitions, every subsequent interference being naturally produced by the effects of the preceding. They very rightly infer, therefore, that some thorough reform is wanting, which will banish speculations on public measures, inspire a general prudence and industry, and give a regular course to the business of society. The prohibition with respect to titles of nobility is copied from the articles of Confederation and needs no comment.
States are not allowed to impose taxes or fees on imported or exported goods without Congress’s approval, except for those necessary to enforce their inspection laws. However, the money collected from such taxes or fees must go to the United States Treasury. Also, Congress has the right to review and regulate any such state laws. Additionally, without Congress’s consent, a state cannot tax ships based on their size or capacity (tonnage), maintain an army or navy during peacetime, make agreements with other states or foreign countries, or declare war, unless they are under immediate threat or invasion.
Original2. "No State shall, without the consent of the Congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for executing its inspection laws, and the net produce of all duties and imposts laid by any State on imports or exports, shall be for the use of the treasury of the United States; and all such laws shall be subject to the revision and control of the Congress. No State shall, without the consent of Congress, lay any duty on tonnage, keep troops or ships of war in time of peace, enter into any agreement or compact with another State, or with a foreign power, or engage in war unless actually invaded, or in such imminent danger as will not admit of delay."
The limitation placed on state powers regarding imports and exports is supported by all the arguments that show why trade regulation should be handled by the federal government. Therefore, there’s no need to discuss this further. The way this limitation is set up seems to strike a good balance. It allows states some freedom to manage the convenience of their imports and exports while giving the United States enough control to prevent misuse of this freedom. The other details of this clause are either very clear or have already been thoroughly explained, so they don’t need additional discussion.
OriginalThe restraint on the power of the States over imports and exports is enforced by all the arguments which prove the necessity of submitting the regulation of trade to the federal councils. It is needless, therefore, to remark further on this head, than that the manner in which the restraint is qualified seems well calculated at once to secure to the States a reasonable discretion in providing for the conveniency of their imports and exports, and to the United States a reasonable check against the abuse of this discretion. The remaining particulars of this clause fall within reasonings which are either so obvious, or have been so fully developed, that they may be passed over without remark.
The sixth and final category includes various powers and measures that make all the other parts of the Constitution effective.
OriginalThe SIXTH and last class consists of the several powers and provisions by which efficacy is given to all the rest.
1. The first of these is the power to make all laws that are necessary and proper for implementing the powers given by the Constitution to the U.S. government, its departments, and officers.
Original1. Of these the first is, the "power to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof."
This part of the Constitution has faced a lot of criticism, but upon careful examination, as previously shown, it is actually very strong and necessary. Without this power, the Constitution wouldn’t be effective at all. Those who criticize this section are likely arguing about the way it’s written, rather than its content. However, it’s important to consider whether there could have been a better way to phrase it.
OriginalFew parts of the Constitution have been assailed with more intemperance than this; yet on a fair investigation of it, no part can appear more completely invulnerable. Without the SUBSTANCE of this power, the whole Constitution would be a dead letter. Those who object to the article, therefore, as a part of the Constitution, can only mean that the FORM of the provision is improper. But have they considered whether a better form could have been substituted?
The convention could have chosen one of four different approaches regarding the powers of the federal government: (1) They could have followed the second article of the existing Articles of Confederation, which would only allow powers that are explicitly given. (2) They could have tried to list out all the powers included under the terms “necessary and proper.” (3) They could have made a list of powers that are not included under “necessary and proper.” (4) They could have said nothing about it, leaving these powers to be understood through interpretation and inference.
OriginalThere are four other possible methods which the Constitution might have taken on this subject. They might have copied the second article of the existing Confederation, which would have prohibited the exercise of any power not EXPRESSLY delegated; they might have attempted a positive enumeration of the powers comprehended under the general terms "necessary and proper"; they might have attempted a negative enumeration of them, by specifying the powers excepted from the general definition; they might have been altogether silent on the subject, leaving these necessary and proper powers to construction and inference.
If the convention had chosen the first method to adopt the second article of the Articles of Confederation, the new Congress would face the same dilemma as the old one: either interpret “expressly” very strictly, leaving the government powerless, or interpret it broadly, rendering the restriction meaningless. It’s clear that under the Articles of Confederation, Congress couldn’t execute important powers without stretching their interpretation. Since the new Constitution gives more powers, the new government would find itself in an even worse situation. It would have to choose between not acting at all, which would harm public interests, or acting in necessary and proper ways that aren’t explicitly given, potentially violating the Constitution.
OriginalHad the convention taken the first method of adopting the second article of Confederation, it is evident that the new Congress would be continually exposed, as their predecessors have been, to the alternative of construing the term "EXPRESSLY" with so much rigor, as to disarm the government of all real authority whatever, or with so much latitude as to destroy altogether the force of the restriction. It would be easy to show, if it were necessary, that no important power, delegated by the articles of Confederation, has been or can be executed by Congress, without recurring more or less to the doctrine of CONSTRUCTION or IMPLICATION. As the powers delegated under the new system are more extensive, the government which is to administer it would find itself still more distressed with the alternative of betraying the public interests by doing nothing, or of violating the Constitution by exercising powers indispensably necessary and proper, but, at the same time, not EXPRESSLY granted.
If the convention had tried the second method to list all the specific powers needed to make their other powers work, it would have required a full set of laws covering every topic related to the Constitution. This list would have to be suitable not only for the present situation but also for any future changes. This is because every time a general power is used in a new way, the specific powers that help achieve the goal of the general power must change according to the situation. Even if the overall goal stays the same, the ways to reach it might need to change.
OriginalHad the convention attempted a positive enumeration of the powers necessary and proper for carrying their other powers into effect, the attempt would have involved a complete digest of laws on every subject to which the Constitution relates; accommodated too, not only to the existing state of things, but to all the possible changes which futurity may produce; for in every new application of a general power, the PARTICULAR POWERS, which are the means of attaining the OBJECT of the general power, must always necessarily vary with that object, and be often properly varied whilst the object remains the same.
If the convention had tried the third method to list specific powers or methods that were not necessary or proper for executing the general powers, this task would have been just as unrealistic. Additionally, any power not included in this list could be seen as being allowed. If they tried to list only some exceptions and covered the rest with the phrase “not necessary or proper,” only a few powers would have been specifically excluded. These excluded powers would likely be those least needed or appropriate. As a result, the powers not listed (but still unnecessary or improper) would be less clearly excluded than if no such list had been attempted.
OriginalHad they attempted to enumerate the particular powers or means not necessary or proper for carrying the general powers into execution, the task would have been no less chimerical; and would have been liable to this further objection, that every defect in the enumeration would have been equivalent to a positive grant of authority. If, to avoid this consequence, they had attempted a partial enumeration of the exceptions, and described the residue by the general terms, NOT NECESSARY OR PROPER, it must have happened that the enumeration would comprehend a few of the excepted powers only; that these would be such as would be least likely to be assumed or tolerated, because the enumeration would of course select such as would be least necessary or proper; and that the unnecessary and improper powers included in the residuum, would be less forcibly excepted, than if no partial enumeration had been made.
If the Constitution had tried the fourth method and not specifically addressed which powers the government has, it’s clear that the government would automatically have any powers needed to carry out its general responsibilities. This is a well-known principle in law and logic: when you’re given the task to do something, you’re also given the necessary means to do it. So, if the Constitutional Convention had followed this approach, all the current criticisms of their plan would still be valid. Moreover, by not clearly defining these powers, they would have left open the possibility for people to question the government’s essential powers during critical times.
OriginalHad the Constitution been silent on this head, there can be no doubt that all the particular powers requisite as means of executing the general powers would have resulted to the government, by unavoidable implication. No axiom is more clearly established in law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power to do a thing is given, every particular power necessary for doing it is included. Had this last method, therefore, been pursued by the convention, every objection now urged against their plan would remain in all its plausibility; and the real inconveniency would be incurred of not removing a pretext which may be seized on critical occasions for drawing into question the essential powers of the Union.
If someone asks what happens if Congress misinterprets the Constitution and exercises powers it shouldn’t, the answer is the same as if they wrongly used any other power they have. This is similar to what would happen if state legislatures overstepped their constitutional limits. In either case, the success of such overreach depends on other government branches (like the executive and judiciary) who interpret and enforce these laws. Ultimately, if these branches fail to correct the mistake, the people have the final say. They can elect new representatives who will reverse the wrongful acts. It’s actually more likely that the people will notice and correct unconstitutional acts by the federal government than by state legislatures. This is because state violations might go unnoticed without an intermediate group between the state governments and the people, whereas federal overreaches are more visible as they infringe on state rights, prompting states to alert the public and influence a change in federal representation.
OriginalIf it be asked what is to be the consequence, in case the Congress shall misconstrue this part of the Constitution, and exercise powers not warranted by its true meaning, I answer, the same as if they should misconstrue or enlarge any other power vested in them; as if the general power had been reduced to particulars, and any one of these were to be violated; the same, in short, as if the State legislatures should violate the irrespective constitutional authorities. In the first instance, the success of the usurpation will depend on the executive and judiciary departments, which are to expound and give effect to the legislative acts; and in the last resort a remedy must be obtained from the people who can, by the election of more faithful representatives, annul the acts of the usurpers. The truth is, that this ultimate redress may be more confided in against unconstitutional acts of the federal than of the State legislatures, for this plain reason, that as every such act of the former will be an invasion of the rights of the latter, these will be ever ready to mark the innovation, to sound the alarm to the people, and to exert their local influence in effecting a change of federal representatives. There being no such intermediate body between the State legislatures and the people interested in watching the conduct of the former, violations of the State constitutions are more likely to remain unnoticed and unredressed.
2. Article VI, Clause 2 of the Constitution states that the Constitution itself, any laws made by the United States that follow the Constitution, and all treaties made under the United States’ authority, are the highest laws of the country. This means they overrule any conflicting state constitutions or laws. Judges in every state are required to follow these federal laws and the Constitution, even if they conflict with the laws or constitution of their state.
Original2. "This Constitution and the laws of the United States which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land, and the judges in every State shall be bound thereby, any thing in the constitution or laws of any State to the contrary notwithstanding."
The overzealous critics of the Constitution have also attacked this part of it, but without this part, the Constitution would have been clearly and fundamentally flawed. To understand this, imagine if the Constitution had included a clause preserving the complete supremacy of state constitutions over federal law.
OriginalThe indiscreet zeal of the adversaries to the Constitution has betrayed them into an attack on this part of it also, without which it would have been evidently and radically defective. To be fully sensible of this, we need only suppose for a moment that the supremacy of the State constitutions had been left complete by a saving clause in their favor.
Firstly, since state constitutions give their legislatures absolute power in areas not covered by the Articles of Confederation, any powers in the proposed Constitution that go beyond those in the Confederation would have been nullified. This would leave the new Congress as powerless as its predecessor.
OriginalIn the first place, as these constitutions invest the State legislatures with absolute sovereignty, in all cases not excepted by the existing articles of Confederation, all the authorities contained in the proposed Constitution, so far as they exceed those enumerated in the Confederation, would have been annulled, and the new Congress would have been reduced to the same impotent condition with their predecessors.
Secondly, some state constitutions don’t fully recognize the powers granted by the Confederation. If the supremacy of state constitutions had been confirmed, it would have cast doubt on every power in the new Constitution in these states.
OriginalIn the next place, as the constitutions of some of the States do not even expressly and fully recognize the existing powers of the Confederacy, an express saving of the supremacy of the former would, in such States, have brought into question every power contained in the proposed Constitution.
Thirdly, as state constitutions vary significantly, a national law or treaty important to all states might conflict with some state constitutions but not others. This would mean the law or treaty could be valid in some states but ineffective in others.
OriginalIn the third place, as the constitutions of the States differ much from each other, it might happen that a treaty or national law, of great and equal importance to the States, would interfere with some and not with other constitutions, and would consequently be valid in some of the States, at the same time that it would have no effect in others.
Finally, such a system would have been unprecedented, reversing the basic principles of governance. It would create a situation where the authority of the entire country was subordinate to its individual parts, like a creature controlled by its limbs instead of its head.
OriginalIn fine, the world would have seen, for the first time, a system of government founded on an inversion of the fundamental principles of all government; it would have seen the authority of the whole society every where subordinate to the authority of the parts; it would have seen a monster, in which the head was under the direction of the members.
3. The next clause states that the senators and representatives, and the members of the several state legislatures; and all executive and judicial officers, both of the United States and the several states, shall be bound by oath or affirmation, to support this constitution.
Original3. "The Senators and Representatives, and the members of the several State legislatures, and all executive and judicial officers, both of the United States and the several States, shall be bound by oath or affirmation to support this Constitution."
There has been a question about why state officials must pledge to support the federal Constitution, while federal officers aren’t required to pledge support for state constitutions. The key reason is that federal government members don’t enforce state constitutions, but state officials play a critical role in implementing the federal Constitution. State legislatures are responsible for electing the President and Senate, and the election of the House of Representatives initially depends on state authorities and is likely to continue being managed by them.
OriginalIt has been asked why it was thought necessary, that the State magistracy should be bound to support the federal Constitution, and unnecessary that a like oath should be imposed on the officers of the United States, in favor of the State constitutions. Several reasons might be assigned for the distinction. I content myself with one, which is obvious and conclusive. The members of the federal government will have no agency in carrying the State constitutions into effect. The members and officers of the State governments, on the contrary, will have an essential agency in giving effect to the federal Constitution. The election of the President and Senate will depend, in all cases, on the legislatures of the several States. And the election of the House of Representatives will equally depend on the same authority in the first instance; and will, probably, forever be conducted by the officers, and according to the laws, of the States.
4. Among the ways to make the federal government effective, we could also talk about the roles of the executive and judiciary branches. However, this topic will be discussed in more detail elsewhere.
Original4. Among the provisions for giving efficacy to the federal powers might be added those which belong to the executive and judiciary departments: but as these are reserved for particular examination in another place, I pass them over in this.
In conclusion, after thoroughly examining each part of the proposed Constitution, it is clear that all the powers given to the federal government are necessary and appropriate for the union’s needs. So, the real question is whether to grant these powers or not, which boils down to whether a government that meets the union’s needs should be established, or put another way, whether the union itself should be preserved.
OriginalWe have now reviewed, in detail, all the articles composing the sum or quantity of power delegated by the proposed Constitution to the federal government, and are brought to this undeniable conclusion, that no part of the power is unnecessary or improper for accomplishing the necessary objects of the Union. The question, therefore, whether this amount of power shall be granted or not, resolves itself into another question, whether or not a government commensurate to the exigencies of the Union shall be established; or, in other words, whether the Union itself shall be preserved. PUBLIUS